DFX Intelligence

S••••• D•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

S••••• D•••••• M•••••

Advisor at M••••• F•••••••• S•••••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:95a9f623-f16f-dd4a-5ef2-d0a0f7d66d3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F•••••••• S•••••••	State registered	Apr 8, 2026	n/a	yes	LAS VEGAS, NV	Current employment
S••••••••• W••••• M••••••••• L••	Former SEC adviser	Aug 3, 2012	Apr 23, 2013	no	GREENVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• M••••••••• L••	M••••• F•••••••• S•••••••	Apr 23, 2013	Apr 8, 2026	4,733	Firm change after gap	Other
P•••••• W••• F•••••••• C••••••••• I••	S••••••••• W••••• M••••••••• L••	Jan 26, 2012	Aug 3, 2012

Relationships

Registered with (3)

→ M••••• F•••••••• S•••••••Registered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2012 to Apr 23, 2013factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Jan 14, 2002 to Jan 26, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95a9f623-f16f-dd4a-5ef2-d0a0f7d66d3e
First observed: Jan 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.