DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sandlapper Wealth Management, LLC

Former SEC-registered adviserGreenville, South CarolinaCRD 164443SEC 801-76985IAPD
Latest filing Apr 7, 2014
First filing on the tape Jul 26, 2012 · 32 filings
RAUM
$142,298
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
13 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$142,298 as of Mar 18, 2014
Apr 1, 2013$3.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)13 as of Mar 18, 2014
Apr 1, 201316 then
Employees (5.A)14 as of Mar 18, 2014
Apr 1, 201319 then
Private funds: no history
RAUM -96% over the last fiscal yearIARs 16 to 13
Practice profile
derived from the filing of Apr 7, 2014; every figure names its basis
RAUM per advisor
$10,946derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$35,575derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.1derived12 offices incl. principal (1.F.5)
RAUM growth, one year
-96%derivedbetween the last two annual amendments
Advisor growth, one year
-19%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Charles Jack Bixler · Membercontrol
    since 05/2012 · owns 10% to 25%
  • Lee Trevor Gordon · Chief Executive Officer/ Chief Compliance Officercontrol
    since 05/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Agoura Hills, CA
  • Aptos, CA
  • Beverly Hills, CA
  • Greenville, SC
  • Laguna Niguel, CA
  • Westlake Village, CA
  • ,
What changed
consecutive filings, newest first
  • Accounts · 25 to 4
    Jan 23, 2014 to Mar 18, 2014
  • Advisory employees · 15 to 13
    Jan 23, 2014 to Mar 18, 2014
  • BD registered reps · 15 to 13
    Jan 23, 2014 to Mar 18, 2014
  • Employees · 19 to 14
    Jan 23, 2014 to Mar 18, 2014
  • State-registered IARs · 15 to 13
    Jan 23, 2014 to Mar 18, 2014
  • Non-discretionary RAUM · $3.3M to $142,298
    Jan 23, 2014 to Mar 18, 2014
  • RAUM · $3.3M to $142,298
    Jan 23, 2014 to Mar 18, 2014
  • Advisory activities · 3 to 4
    Nov 15, 2013 to Dec 2, 2013
  • Advisory activities · 6 to 3
    Oct 15, 2013 to Oct 15, 2013
  • Advisory employees · 14 to 15
    Aug 30, 2013 to Sep 25, 2013
  • BD registered reps · 14 to 15
    Aug 30, 2013 to Sep 25, 2013
  • State-registered IARs · 14 to 15
    Aug 30, 2013 to Sep 25, 2013
  • Advisory activities · 5 to 6
    May 10, 2013 to Aug 22, 2013
  • Insurance-licensed employees · 1 to 0
    May 10, 2013 to Aug 22, 2013
  • Advisory employees · 15 to 14
    May 6, 2013 to May 10, 2013
  • BD registered reps · 15 to 14
    May 6, 2013 to May 10, 2013
  • State-registered IARs · 15 to 14
    May 6, 2013 to May 10, 2013
  • Advisory employees · 16 to 15
    Apr 19, 2013 to Apr 23, 2013
  • BD registered reps · 16 to 15
    Apr 19, 2013 to Apr 23, 2013
  • State-registered IARs · 16 to 15
    Apr 19, 2013 to Apr 23, 2013
  • Advisory employees · 15 to 16
    Mar 12, 2013 to Apr 1, 2013
  • BD registered reps · 15 to 16
    Mar 12, 2013 to Apr 1, 2013
  • Employees · 18 to 19
    Mar 12, 2013 to Apr 1, 2013
  • State-registered IARs · 15 to 16
    Mar 12, 2013 to Apr 1, 2013
  • Discretionary RAUM · $3.3M to $0
    Mar 12, 2013 to Apr 1, 2013
  • Non-discretionary RAUM · $0 to $3.3M
    Mar 12, 2013 to Apr 1, 2013
  • Advisory employees · 11 to 15
    Jan 16, 2013 to Mar 6, 2013
  • BD registered reps · 13 to 15
    Jan 16, 2013 to Mar 6, 2013
  • Employees · 14 to 18
    Jan 16, 2013 to Mar 6, 2013
  • State-registered IARs · 13 to 15
    Jan 16, 2013 to Mar 6, 2013
  • Discretionary RAUM · $3.6M to $3.3M
    Jan 16, 2013 to Mar 6, 2013
  • RAUM · $3.6M to $3.3M
    Jan 16, 2013 to Mar 6, 2013
  • Related insurance company · false to true
    Jan 16, 2013 to Mar 6, 2013
  • Discretionary RAUM · $3.7M to $3.6M
    Nov 30, 2012 to Jan 16, 2013
  • RAUM · $3.7M to $3.6M
    Nov 30, 2012 to Jan 16, 2013
  • Accounts · 0 to 25
    Nov 13, 2012 to Nov 16, 2012
  • Advisory employees · 16 to 11
    Nov 13, 2012 to Nov 16, 2012
  • BD registered reps · 16 to 13
    Nov 13, 2012 to Nov 16, 2012
  • Employees · 20 to 14
    Nov 13, 2012 to Nov 16, 2012
  • State-registered IARs · 16 to 13
    Nov 13, 2012 to Nov 16, 2012
Signals
1 dated events
  • Sandlapper Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Jul 26, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026