DFX Intelligence

C••••••••• J•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C••••••••• J•••• A••••••

Advisor at W•••• F•••• A•••••••

CAPE CORAL, FL | NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b240c7d-50d7-7292-a016-9e43bd3c9908

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 28, 2024	n/a	yes	NAPLES, FL\|CAPE CORAL, FL\|NAPLES, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 19, 2021	Mar 29, 2024	no	Fort Myers, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Mar 29, 2024	Mar 28, 2024	-1	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Jan 21, 2021	Jan 19, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:6363:FL:2021-01-15	Jan 21, 2021	Jan 19, 2021	BONITA SPRINGS, FL	Firm change

Relationships

Registered with (7)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 3, 2016 to Jan 21, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2021 to Mar 29, 2024factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
May 29, 2012 to May 2, 2016factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
C••••••••• J•••• A•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b240c7d-50d7-7292-a016-9e43bd3c9908
First observed: Apr 16, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.