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Registered advisor

C••••••••• J•••• A••••••

W•••• F•••• A•••••••wirehouseCape Coral, Fl dual registrantIAPD 4593641

Feed of 09/15/2026

Also filed as Chris James Andrews

At current firm

2 y

since Mar 28, 2024

In the industry

23 y

since Jul 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 28, 2024 · Naples, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 19, 2021 to Mar 29, 2024 · Fort Myers, Fl
W•••• F•••• A••••••• wirehouse
May 3, 2016 to Jan 21, 2021 · Estero, Fl
F•••• T•••• S••••••••• I••• BD affiliated
May 29, 2012 to May 2, 2016 · Naples, Fl
S••••••• I••••••••• S•••••••• I••• former
Feb 18, 2011 to May 10, 2012 · Cape Coral, Fl
H••••••••• F•••••••• A••••••• BD affiliated
Mar 3, 2010 to Jan 25, 2011 · Massillon, Oh
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Feb 16, 2010 · Jensen Beach, Fl
N•••••• I••••••••• I••• unclassified
Apr 16, 2009 to Nov 13, 2009 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Mar 29, 2024, registered Mar 28, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 21, 2021, registered Jan 19, 2021 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••
left May 2, 2016, registered May 3, 2016 (1 days) · Other
S••••••• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••
left May 10, 2012, registered May 29, 2012 (19 days) · Other
H••••••••• F•••••••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Jan 25, 2011, registered Feb 18, 2011 (24 days) · Other
P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••
left Feb 16, 2010, registered Mar 3, 2010 (15 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

C••••••••• J•••• A•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-28)
Mar 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address