DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Margate Capital Management, LP

Former SEC-registered adviserNew York, New YorkCRD 283791SEC 801-107772IAPD
Latest filing Mar 25, 2019
First filing on the tape Apr 26, 2016 · 9 filings
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$117M gross assets
History
9 filings and snapshots on the tape
RAUM$117M as of Mar 25, 2019
Mar 29, 2017$136M then
HNW client RAUM$0 as of Mar 25, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2019
Mar 29, 20170 then
Employees (5.A)4 as of Mar 25, 2019
Mar 29, 20175 then
Private funds1 as of Mar 25, 2019
Mar 29, 20171 then
RAUM -46% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$39.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$117M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$117M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$117M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Margate Capital Partners Master Fund Ltd.Hedge Fund$117M159Feb 22, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • Joy Samantha Greenberg · Chief Investment Officer / Limited Partnercontrol
        since 04/2016 · owns less than 5%
      • J Samantha Greenberg · Membercontrol
        since 04/2016 · owns 50% to 75% of Margate Gp LLC
      • J.S. Andrea Sayago · Chief Compliance Officer
        since 04/2016 · owns less than 5%
      Entity owners
      • Cowen Investment Management LLC · Limited Partner
        direct · owns 25% to 50%
      • Margate Gp LLC · General Partner
        direct · owns less than 5%
      • Cowen Inc. · Member
        indirect · owns 75% or more of Ramius LLC · public reporting company
      • Cowen Investment Management LLC · Member
        indirect · owns 25% to 50% of Margate Gp LLC
      Related persons
      Schedule D 7.A
      Advisers that list Margate Capital Management, LP as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 3
        May 25, 2018 to Mar 25, 2019
      • Advisory employees · 5 to 0
        May 25, 2018 to Mar 25, 2019
      • Advisory activities · 2 to 1
        May 25, 2018 to Mar 25, 2019
      • Assets in custody · $142M to $117M
        May 25, 2018 to Mar 25, 2019
      • Employees · 6 to 4
        May 25, 2018 to Mar 25, 2019
      • Discretionary RAUM · $216M to $117M
        May 25, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $142M to $117M
        May 25, 2018 to Mar 25, 2019
      • RAUM · $216M to $117M
        May 25, 2018 to Mar 25, 2019
      • Advisory employees · 4 to 5
        May 16, 2017 to Mar 29, 2018
      • Charity clients · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 3.0
        May 16, 2017 to Mar 29, 2018
      • Assets in custody · $81.2M to $142M
        May 16, 2017 to Mar 29, 2018
      • Employees · 5 to 6
        May 16, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Discretionary RAUM · $136M to $216M
        May 16, 2017 to Mar 29, 2018
      • HNW RAUM · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Individual RAUM · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Pension RAUM · unset to 0.0
        May 16, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 142166000.0
        May 16, 2017 to Mar 29, 2018
      • RAUM · $136M to $216M
        May 16, 2017 to Mar 29, 2018
      • Accounts · 1 to 4
        Feb 22, 2017 to Mar 29, 2017
      • Advisory employees · 3 to 4
        Feb 22, 2017 to Mar 29, 2017
      • Assets in custody · $80.2M to $81.2M
        Feb 22, 2017 to Mar 29, 2017
      • Discretionary RAUM · $29.4M to $136M
        Feb 22, 2017 to Mar 29, 2017
      • RAUM · $29.4M to $136M
        Feb 22, 2017 to Mar 29, 2017
      • Assets in custody · $0 to $80.2M
        Sep 13, 2016 to Feb 22, 2017
      • Private funds · unset to 1
        Sep 13, 2016 to Feb 22, 2017
      • Accounts · 0 to 1
        Jun 16, 2016 to Sep 13, 2016
      • Advisory employees · 2 to 3
        Jun 16, 2016 to Sep 13, 2016
      • Employees · 4 to 5
        Jun 16, 2016 to Sep 13, 2016
      • Discretionary RAUM · $0 to $29.4M
        Jun 16, 2016 to Sep 13, 2016
      • RAUM · $0 to $29.4M
        Jun 16, 2016 to Sep 13, 2016
      Signals
      1 dated events
      • Margate Capital Management, Lp filed its initial SEC registration (Form ADV)
        Apr 26, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026