This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 27, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Jul 27, 2000

First registration

Apr 8, 2005

Dual registered

yes, broker-dealer

IAPD individual key

3105508

• Occurred

  Nov 18, 2024
  Advisor changed firm

  Todd D Demko left Flaharty Asset Management, Llc for Ameriprise Financial Services, Llc (registered 2025-01-06)

  Form ADVobserved 6 days ago
• Occurred

  Nov 11, 2024
  Advisor changed firm

  Todd D Demko left Lpl Financial Llc for Flaharty Asset Management, Llc (registered 2013-09-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6b9db114-b83c-968d-8b93-65f6f3e023bc

First observed

Apr 8, 2005

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.