DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• P••••••••• L••
Latest filing Apr 13, 2026
First filing on the tape Mar 9, 2012 · 48 filings
SEC status approved since Jan 4, 2010
RAUM
$272M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
90%
$246M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$90.7M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$272M as of Apr 13, 2026
Mar 9, 2012$160M then
HNW client RAUM$139M as of Apr 13, 2026
May 3, 2018$63.8M then
State-registered IARs (5.B.3)4 as of Apr 13, 2026
Mar 21, 20139 then
Employees (5.A)7 as of Apr 13, 2026
Mar 21, 201312 then
Private funds: 1
RAUM -7.8% over the last fiscal year-1.6% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $90.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 221derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $131,134derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M55%
- Individuals$107M42%
- Charitable organizations$4.8M1.9%
- Corporations and businesses$2.1M0.8%
- Pooled investment vehicles$625,1910.2%
- Other investment advisers$312,3880.1%
- Pension and profit-sharing plans$258,8070.1%
- Individual clients
- 617reported
- HNW clients
- 45reported
- Pension plan clients
- 1reported
- Charitable clients
- 9reported
- Accounts
- 2,076reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• T•••••••• M•••Chartered Financial Analyst | Maumee, Oh | Aug 26, 2010 | 28 y | 3 |
| F•••• P• E••••••••• | Maumee, Oh | Jul 14, 2015 | 24 y | 4 |
| P••• K••••••• H••••••••• | Wilmette, Il | Nov 28, 2017 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• E••••• M•••• to O•••••••• F•••••••• S••••••• L••Sep 30, 2022 · RIA to RIA
- L•••• N• W••••• to M••• W••••• M••••••••• L••Nov 27, 2020 · Other
- R••• D•••• Z••• to O•••••••• F•••••••• S••••••• L••Aug 27, 2018 · RIA to RIA
- D•••• E•••• M••• to M••• W••••• M••••••••• L••Aug 2, 2017 · Other
- M•••••• D•••• G••••••• to E•••••••• W••••• M••••••••• L••Mar 11, 2015 · Other
- J•••• D•••• B••• to S••••••• B••••• W••••• P•••••••• L••Jan 19, 2015 · Other
- S•••••• L••••••• H••••• to E•••••••• W••••• M••••••••• L••Jan 14, 2015 · Other
Joined, latest
- F•••• P• E••••••••• from U••••• A•••••••Jul 14, 2015 · Other
- R••• D•••• Z••• from G•••••••• G••••• A••••••• L••May 2, 2013 · Other
- L•••• N• W••••• from N••• F•••••••• G••••• I•••Dec 5, 2012 · Other
- D•••• E•••• M••• from N••• F•••••••• G••••• I•••Oct 24, 2012 · Other
- D••••• T•••••••• M••• from N••• F•••••••• G••••• I•••Mar 19, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• A•••••••• F•••• L•no longer reported | Hedge Fund | $100,000 | 1 | Jul 28, 2016 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• F••••• P• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- M•••• D•••••• T•••••••• · Ceo/Managing Membercontrolsince 01/2006 · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• W••••• A••••••• L••investment adviseryRAUM $150M
- C•••••• E••••••••• A•••••••• L••investment adviseryRAUM $108M
- M••• W••••• M••••••••• L••investment adviseryRAUM $242M
Advisers that list C•••••• P••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maumee, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Maumee, OH6 employees
What changed
consecutive filings, newest first
- Accounts · 2,651 to 2,076Jul 28, 2025 to Mar 12, 2026
- Charity clients · 12 to 9Jul 28, 2025 to Mar 12, 2026
- HNW clients · 50 to 45Jul 28, 2025 to Mar 12, 2026
- Individual clients · 730 to 617Jul 28, 2025 to Mar 12, 2026
- Pension plan clients · 4 to 1Jul 28, 2025 to Mar 12, 2026
- Discretionary RAUM · $291M to $270MJul 28, 2025 to Mar 12, 2026
- HNW RAUM · $147M to $139MJul 28, 2025 to Mar 12, 2026
- Individual RAUM · $130M to $107MJul 28, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $4.8M to $1.9MJul 28, 2025 to Mar 12, 2026
- Pension RAUM · $2.3M to $258,807Jul 28, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $663,987 to $625,191Jul 28, 2025 to Mar 12, 2026
- RAUM · $295M to $272MJul 28, 2025 to Mar 12, 2026
- Financial planning clients · 0 to 0Mar 13, 2025 to Jul 28, 2025
- Accounts · 3,006 to 2,651Mar 18, 2024 to Mar 13, 2025
- Charity clients · 15 to 12Mar 18, 2024 to Mar 13, 2025
- Corporate clients · 8 to 7Mar 18, 2024 to Mar 13, 2025
- HNW clients · 54 to 50Mar 18, 2024 to Mar 13, 2025
- Individual clients · 918 to 730Mar 18, 2024 to Mar 13, 2025
- Discretionary RAUM · $306M to $291MMar 18, 2024 to Mar 13, 2025
- HNW RAUM · $144M to $147MMar 18, 2024 to Mar 13, 2025
- Individual RAUM · $150M to $130MMar 18, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $354,884 to $4.8MMar 18, 2024 to Mar 13, 2025
- Pension RAUM · $1.9M to $2.3MMar 18, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $615,940 to $663,987Mar 18, 2024 to Mar 13, 2025
- RAUM · $306M to $295MMar 18, 2024 to Mar 13, 2025
- Accounts · 3,206 to 3,006Mar 23, 2023 to Mar 18, 2024
- HNW clients · 50 to 54Mar 23, 2023 to Mar 18, 2024
- Individual clients · 969 to 918Mar 23, 2023 to Mar 18, 2024
- Pension plan clients · 2 to 4Mar 23, 2023 to Mar 18, 2024
- Discretionary RAUM · $283M to $306MMar 23, 2023 to Mar 18, 2024
- HNW RAUM · $122M to $144MMar 23, 2023 to Mar 18, 2024
- Individual RAUM · $153M to $150MMar 23, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $3.2M to $354,884Mar 23, 2023 to Mar 18, 2024
- Pension RAUM · $1.6M to $1.9MMar 23, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $336,124 to $615,940Mar 23, 2023 to Mar 18, 2024
- RAUM · $286M to $306MMar 23, 2023 to Mar 18, 2024
- Accounts · 1,321 to 3,206Sep 30, 2022 to Mar 23, 2023
- Charity clients · 13 to 15Sep 30, 2022 to Mar 23, 2023
- HNW clients · 75 to 50Sep 30, 2022 to Mar 23, 2023
- Individual clients · 1,222 to 969Sep 30, 2022 to Mar 23, 2023
Signals
5 dated events
- C•••••• P••••••••• L•• reported RAUM $286.0M, down 33% from $425.4M (2022-09-30 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- M•••••• E••••• M•••• left C•••••• P••••••••• L•• for O•••••••• F•••••••• S••••••• L•• (registered 2024-01-02)Sep 30, 2022 · Advisor changed firm · fact
- Edward Matthew Moses (President) no longer on Schedule A of C•••••• P••••••••• L•• (listed 2022-08-25, absent 2022-09-30)Sep 30, 2022 · Control person left · inference
- P Frank Echelmeyer (Chief Compliance Officer) appeared on Schedule A of C•••••• P••••••••• L••Aug 2, 2022 · Control person joined · fact
- Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of C•••••• P••••••••• L•• (listed 2022-03-31, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 419-794-0538reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 419-794-0539reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/camelot-portfoliosreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 419-794-0538reportedpublic record, Form ADV, Apr 13, 2026
- Contact form
- camelotportfolios.com/contact-camelotreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026