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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MICHAEL JAMES BARTOLOTTA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

East Quogue, NY | Hauppauge, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 7, 2006
First registration: Aug 15, 2006
Dual registered: yes, broker-dealer
Other names: MICHAEL JAMES MURATORE|MICHAEL JAMES MURATORE|MICHAEL JAMES BARTOLOTTA|MICHAEL BARTOLOTTA
IAPD individual key: 4450916

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 9, 2022	n/a	yes	Hauppauge, NY\|East Quogue, NY	Current employment
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Mar 1, 2016	Dec 14, 2022	no	NEW YORK, NY\|NEW YORK, NY\|White Plains, NY\|NEW YORK, NY\|NEW YORK, NY\|FRANKLIN SQUARE, NY	Previous registration
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Sep 25, 2009	Mar 3, 2016	no	ST. LOUIS, MO\|FRANKLIN SQUARE, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 15, 2006	Mar 10, 2009	no	GREAT NECK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R. F. LAFFERTY & CO., INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 14, 2022	Dec 9, 2022	-5	Firm change	RIA to ibd
FULCRUM ADVISORY SERVICES, LLC	R. F. LAFFERTY & CO., INC.	Mar 3, 2016	Mar 1, 2016	-2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FULCRUM ADVISORY SERVICES, LLC	Mar 10, 2009	Sep 25, 2009	199	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: previous registration
Mar 1, 2016 to Dec 14, 2022factForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 25, 2009 to Mar 3, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 15, 2006 to Mar 10, 2009factForm ADV

Dated events

Occurred
Dec 14, 2022
Advisor changed firm
Michael James Bartolotta left R. F. Lafferty & Co., Inc. for Ameriprise Financial Services, Llc (registered 2022-12-09)
Form ADVobserved 3 days ago