DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPITAL ANALYSTS
Fort Washington, PA | Land O Lakes, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Feb 9, 2024 | n/a | yes | Land O Lakes, FL | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Feb 8, 2024 | n/a | yes | Fort Washington, PA|Land O Lakes, FL | Current employment |
| NORTHBRIDGE FINANCIAL GROUP, LLC | Independent wealth | Oct 2, 2020 | Jan 3, 2024 | no | TAMPA, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 3, 2017 | Oct 28, 2022 | no | PALM HARBOR, FL|PALM HARBOR, FL|STUART, FL|TAMPA, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Jul 7, 2017 | no | CLEARWATER, FL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jul 23, 2009 | Oct 5, 2009 | no | CLEARWATER, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 6, 2004 | Jul 23, 2009 | no | CLEARWATER, FL|CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHBRIDGE FINANCIAL GROUP, LLC | LINCOLN INVESTMENT | Jan 3, 2024 | Feb 8, 2024 | 36 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | NORTHBRIDGE FINANCIAL GROUP, LLC | Oct 28, 2022 | Oct 2, 2020 | -756 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jul 7, 2017 | Jul 3, 2017 | -4 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE ADVISOR SERVICES, INC. | Jul 23, 2009 | Jul 23, 2009 | 0 | Firm change | Other |