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Advisor at MARINER WEALTH
STATE COLLEGE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER WEALTH | No RAUM reported | Feb 10, 2020 | n/a | yes | STATE COLLEGE, PA | Current employment |
| Mariner | Bd affiliated wealth | Mar 12, 2018 | Feb 14, 2020 | no | STATE COLLEGE, PA | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Aug 15, 2016 | Oct 11, 2018 | no | State College, PA | Previous registration |
| GLOBAL WEALTH CONSULTANTS, LLC | Former SEC adviser | Oct 17, 2012 | Jul 15, 2016 | no | NAPLES, FL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 10, 2005 | Sep 14, 2012 | no | STATE COLLEGE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MARINER WEALTH | Feb 14, 2020 | Feb 10, 2020 | -4 | Firm change | Other |
| MARINER WEALTH ADVISORS | Mariner | Oct 11, 2018 | Mar 12, 2018 | -213 | Firm change after gap | Other |
| GLOBAL WEALTH CONSULTANTS, LLC | MARINER WEALTH ADVISORS | Jul 15, 2016 | Aug 15, 2016 | 31 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | GLOBAL WEALTH CONSULTANTS, LLC | Sep 14, 2012 | Oct 17, 2012 | 33 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140195:289886:PA:2020-02-14 | Feb 14, 2020 | Feb 10, 2020 | STATE COLLEGE, PA | Firm change |
| 174099:140195:PA:2018-10-11 | Oct 11, 2018 | Mar 12, 2018 | STATE COLLEGE, PA | Firm change after gap |