DFX Intelligence

C••••••••• C• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C••••••••• C• W•••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:6c816361-a3a1-8b5e-94fe-23c454178fc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Nov 12, 2019	n/a	yes	COLUMBUS, OH	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Dec 15, 2017	Oct 24, 2019	no	akron, OH\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	N••••••••• I••••••••• A•••••••• L••	Oct 24, 2019	Nov 12, 2019	19	Firm change	Other
L•• F•••••••• L••	R••••• O• L••• W••••• P•••••••	Apr 5, 2017	Jul 12, 2016

Relationships

Registered with (5)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 12, 2019 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Dec 15, 2017 to Oct 24, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 6, 2015 to Apr 5, 2017factForm ADV
→ R••••• O• L••• W••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c816361-a3a1-8b5e-94fe-23c454178fc4
First observed: Oct 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.