RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• C• W•••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Nov 12, 2019 · Columbus, Oh
- E•••••• A••••••• G••••• L•• BD affiliatedDec 15, 2017 to Oct 24, 2019 · Akron, Oh
- R••••• O• L••• W••••• P••••••• independent RIAJul 12, 2016 to Jan 10, 2017 · Brecksville, Oh
- L•• F•••••••• L•• BD affiliatedAug 6, 2015 to Apr 5, 2017 · Brecksville, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 13, 2014 to Jul 14, 2015 · Akron, Oh
- E•••••• A••••••• G••••• L•• to N••••••••• I••••••••• A•••••••• L••left Oct 24, 2019, registered Nov 12, 2019 (19 days) · Other
- L•• F•••••••• L•• to R••••• O• L••• W••••• P•••••••left Apr 5, 2017, registered Jul 12, 2016 (-267 days) · Other
- R••••• O• L••• W••••• P••••••• to E•••••• A••••••• G••••• L••left Jan 10, 2017, registered Dec 15, 2017 (339 days) · Other
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 14, 2015, registered Aug 6, 2015 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address