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RIA / WealthAdvisor32 years in industry

ERIC HYUNG KIM

Advisor at MONT BLANC ASSET, INC.

VALENCIA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONT BLANC ASSET, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 14
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Jul 12, 1994
First registration: Aug 2, 2001
Dual registered: no
Other names: Eun Hyung Kim|ERIC H KIM
IAPD individual key: 2479722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONT BLANC ASSET, INC.	State registered	Dec 12, 2022	n/a	yes	VALENCIA, CA	Current employment
THINK WEALTH, LLC	State registered	Aug 16, 2018	n/a	yes	VALENCIA, CA	Current employment
INVESTAX WEALTH MANAGEMENT, LLC.	n/a	Jan 30, 2017	Dec 31, 2017	no	LOS ANGELES, CA	Previous registration
INVESTAX WEALTH MANAGEMENT, LLC.	n/a	Mar 30, 2016	Dec 31, 2016	no	LOS ANGELES, CA	Previous registration
THINK WEALTH, LLC	n/a	Jan 15, 2016	Dec 31, 2018	no	Valencia, CA	Previous registration
MONT BLANC ASSET, INC.	State registered	Jan 15, 2016	Aug 9, 2022	no	VALENCIA, CA	Previous registration
INVESTAX WEALTH MANAGEMENT, LLC.	n/a	Jan 28, 2014	Oct 1, 2014	no	LOS ANGELES, CA	Previous registration
HANA GLOBAL MARKETS, LLC	n/a	Aug 29, 2013	Jan 4, 2016	no	VALENCIA, CA	Previous registration
INVESTAX WEALTH MANAGEMENT, LLC.	n/a	Jan 29, 2013	Dec 31, 2013	no	GARDENA, CA	Previous registration
CKP WEALTH MANAGEMENT, LLC	n/a	Jun 25, 2012	Dec 23, 2013	no	LOS ANGELES, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Sep 15, 2011	Apr 20, 2012	no	LOS ANGELES, CA\|Pasadena, CA	Previous registration
MONT BLANC ASSET, INC.	State registered	Nov 17, 2010	Oct 1, 2014	no	VALENCIA, CA	Previous registration
HISLAND, INC.	n/a	Jan 26, 2010	Jan 13, 2011	no	LOS ANGELES, CA	Previous registration
POSITIVE DELTA ASSET MANAGEMENT LLC	Former SEC adviser	Jul 29, 2008	Apr 1, 2009	no	LOS ANGELES, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Mar 24, 2008	May 20, 2008	no	LOS ANGELES, CA\|BUENA PARK, CA\|ROWLAND HEIGHTS, CA\|TORRANCE, CA\|LOS ANGELES, CA\|TORRANCE, CA\|LA CRESCENTA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|IRVINE, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 2, 2001	Jul 2, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONT BLANC ASSET, INC.	INVESTAX WEALTH MANAGEMENT, LLC.	Aug 9, 2022	Mar 30, 2016	-2,323	Firm change after gap	Other
THINK WEALTH, LLC	MONT BLANC ASSET, INC.	Dec 31, 2018	Jan 15, 2016	-1,081	Firm change after gap	Other
INVESTAX WEALTH MANAGEMENT, LLC.	THINK WEALTH, LLC	Dec 31, 2017	Aug 16, 2018	228	Firm change	Other
HANA GLOBAL MARKETS, LLC	INVESTAX WEALTH MANAGEMENT, LLC.	Jan 4, 2016	Jan 28, 2014	-706	Firm change after gap	Other
MONT BLANC ASSET, INC.	WEDBUSH SECURITIES INC.	Oct 1, 2014	Sep 15, 2011	-1,112	Firm change after gap	Other
INVESTAX WEALTH MANAGEMENT, LLC.	THINK WEALTH, LLC	Oct 1, 2014	Jan 15, 2016	471	Firm change after gap	Other
INVESTAX WEALTH MANAGEMENT, LLC.	HANA GLOBAL MARKETS, LLC	Dec 31, 2013	Aug 29, 2013	-124	Firm change after gap	Other
CKP WEALTH MANAGEMENT, LLC	INVESTAX WEALTH MANAGEMENT, LLC.	Dec 23, 2013	Jan 29, 2013	-328	Firm change after gap	Other
WEDBUSH SECURITIES INC.	CKP WEALTH MANAGEMENT, LLC	Apr 20, 2012	Jun 25, 2012	66	Firm change	Other
HISLAND, INC.	MONT BLANC ASSET, INC.	Jan 13, 2011	Nov 17, 2010	-57	Firm change after gap	Other
POSITIVE DELTA ASSET MANAGEMENT LLC	HISLAND, INC.	Apr 1, 2009	Jan 26, 2010	300	Firm change	Other
CETERA INVESTMENT SERVICES LLC	POSITIVE DELTA ASSET MANAGEMENT LLC	May 20, 2008	Jul 29, 2008	70	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA INVESTMENT SERVICES LLC	Jul 2, 2002	Mar 24, 2008	2,092	Firm change after gap	Other

Relationships

Registered with (11)

→ MONT BLANC ASSET, INC.Registered adviserregistration: previous registration
Jan 15, 2016 to Aug 9, 2022factForm ADV
→ THINK WEALTH, LLCRegistered adviserregistration: current employment
Aug 16, 2018 to presentfactForm ADV
→ THINK WEALTH, LLCRegistered adviserregistration: previous registration
Jan 15, 2016 to Dec 31, 2018factForm ADV
→ INVESTAX WEALTH MANAGEMENT, LLC.Registered adviserregistration: previous registration
Jan 30, 2017 to Dec 31, 2017factForm ADV
→ HANA GLOBAL MARKETS, LLCRegistered adviserregistration: previous registration
Aug 29, 2013 to Jan 4, 2016factForm ADV
→ CKP WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 25, 2012 to Dec 23, 2013factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Sep 15, 2011 to Apr 20, 2012factForm ADV
→ HISLAND, INC.Registered adviserregistration: previous registration
Jan 26, 2010 to Jan 13, 2011factForm ADV
→ POSITIVE DELTA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 29, 2008 to Apr 1, 2009factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Mar 24, 2008 to May 20, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 2, 2001 to Jul 2, 2002factForm ADV

Dated events

Occurred
Aug 9, 2022
Advisor changed firm
Eric Hyung Kim left Mont Blanc Asset, Inc. for Investax Wealth Management, Llc. (registered 2016-03-30)
Form ADVobserved 3 days ago