DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Amy Peschl Batta
Feed of 09/14/2026
Also filed as Amy Marie Peschl
At current firm
0 y
since Aug 12, 2026
In the industry
30 y
since Apr 1, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Advisors LLC independent RIA currentsince Aug 12, 2026 · Watertown, Sd
- Balefire, LLC independent RIAMay 1, 2024 to Aug 11, 2026 · Watertown, Sd
- Hi-Line Capital Management, LLC institutionalJan 4, 2023 to May 6, 2024 · Watertown, Sd
- Spc BD affiliatedJan 10, 2013 to Jul 12, 2013 · Watertown, Sd
- Spc BD affiliatedOct 15, 2002 to Dec 31, 2009 · Watertown, Sd
- Terry Peschl & Associates, Inc. state registeredDec 3, 1997 to Jan 4, 2023 · Watertown, Sd
Moves
a registration end followed by a registration begin elsewhere
- Balefire, LLC to Stratos Wealth Advisors LLCleft Aug 11, 2026, registered Aug 12, 2026 (1 days) · RIA to RIA
- Hi-Line Capital Management, LLC to Balefire, LLCleft May 6, 2024, registered May 1, 2024 (-5 days) · Other
- Terry Peschl & Associates, Inc. to Spcleft Jan 4, 2023, registered Oct 15, 2002 (-7386 days) · Other
- Spc to Hi-Line Capital Management, LLCleft Jul 12, 2013, registered Jan 4, 2023 (3463 days) · Other
Signals
- Amy Peschl Batta left Balefire, Llc for Stratos Wealth Advisors Llc (registered 2026-08-12)Aug 11, 2026 · Advisor changed firm · fact
- Amy Peschl Batta left Hi-Line Capital Management, Llc for Balefire, Llc (registered 2024-05-01)May 6, 2024 · Advisor changed firm · fact
- Amy Peschl Batta left Terry Peschl & Associates, Inc. for Spc (registered 2002-10-15)Jan 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address