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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HARMONY WEALTH PARTNERS

HARMONY WEALTH PARTNERS LLC, CRD 330544

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:990f4f1f-d9e3-49b7-64c2-bcc0afc67aaf

Data as of Nov 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Apr 29, 2024 to Nov 26, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $48.1MItem 5.F on the latest filing (2024-11-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $48.1M
Private client RAUM: $29.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 61%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 50
High net worth clients: 9
SEC number: 801-130381
CRD: 330544
Filings on the tape: 9
First filed: Apr 29, 2024
Latest filed: Nov 26, 2024
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MORSE, MATTHEW, STEPHEN	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	04/2024	Jun 26, 2024	Nov 26, 2024
DELLAROCCA, KIMBERLY, BETH	President	B	no	06/2024	Sep 20, 2024	Nov 26, 2024
Dunlap, Thomas, Vincent	Partner	Na	no	09/2024	Sep 20, 2024	Nov 26, 2024

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GRIMES & COMPANY	2	Aug 20, 2025	Jul 7, 2025	BOSTON, MA	Team lift out	RIA to RIA	100.0%

Relationships

Owns (2)

← DELLAROCCA, KIMBERLY, BETHOwnerPRESIDENT, ownership code B, individual
Sep 20, 2024 to presentfactForm ADV
← Dunlap, Thomas, VincentOwnerPARTNER, ownership code NA, individual
Sep 20, 2024 to presentfactForm ADV

Controls (1)

← MORSE, MATTHEW, STEPHENOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 26, 2024 to presentfactForm ADV

Registered with (2)

← MATTHEW STEPHEN MORSEAdvisorregistration: previous registration
Jun 18, 2024 to Aug 20, 2025factForm ADV
← Thomas Vincent DunlapAdvisorregistration: previous registration
Sep 24, 2024 to Aug 20, 2025factForm ADV

Moved with (1)

→ GRIMES & COMPANYRegistered adviser2 advisors, team lift out, same day
Aug 20, 2025 to Jul 7, 2025factForm ADV

Dated events

Occurred
Aug 20, 2025
Team lift-out
2 advisors left Harmony Wealth Partners (Boston, MA) for Grimes & Company on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 20, 2025
Advisor changed firm
Thomas Vincent Dunlap left Harmony Wealth Partners for Grimes & Company (registered 2025-07-07)
Form ADVobserved 6 days ago
Occurred
Aug 20, 2025
Advisor changed firm
Matthew Stephen Morse left Harmony Wealth Partners for Grimes & Company (registered 2025-06-16)
Form ADVobserved 6 days ago
Occurred
Sep 20, 2024
Control person left
Leonard John Mannix (Chief Executive Officer / Chief Compliance Officer / Managing Member) no longer on Schedule A of Harmony Wealth Partners (listed 2024-06-26, absent 2024-09-20)
Form ADVobserved 6 days ago
Occurred
Jun 26, 2024
Control person joined
Stephen Matthew Morse (Member / Chief Investment Officer) appeared on Schedule A of Harmony Wealth Partners
Form ADVobserved 6 days ago
Occurred
Apr 29, 2024
First Form ADV filing
Harmony Wealth Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:990f4f1f-d9e3-49b7-64c2-bcc0afc67aaf
First observed: Apr 29, 2024
Last observed: Nov 26, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARMONY WEALTH PARTNERS

HARMONY WEALTH PARTNERS LLC, CRD 330544

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:990f4f1f-d9e3-49b7-64c2-bcc0afc67aaf

Data as of Nov 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MORSE, MATTHEW, STEPHEN

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

04/2024

Jun 26, 2024

Nov 26, 2024

DELLAROCCA, KIMBERLY, BETH

President

06/2024

Sep 20, 2024

Nov 26, 2024

Dunlap, Thomas, Vincent

Partner

09/2024

Sep 20, 2024

Nov 26, 2024

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GRIMES & COMPANY

Aug 20, 2025

Jul 7, 2025

BOSTON, MA

Team lift out

RIA to RIA

100.0%