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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Grant N Hall

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Byron Center, MI

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Search this name across graphsid dfx:ria:6da3f794-3bd2-876d-2c01-9bb26d2c55cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 4, 2015
First registration: Aug 5, 2015
Dual registered: yes, broker-dealer
Other names: Grant Norman Hall|Grant N Hall|Grant Hall
IAPD individual key: 6126308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 2, 2025	n/a	yes	Byron Center, MI	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 5, 2024	Jun 4, 2025	no	GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|ROCKFORD, MI\|GRAND RAPIDS, MI	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Dec 24, 2021	Apr 23, 2024	no	Grand Rapids, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 22, 2021	Dec 18, 2021	no	ADA, MI	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Apr 1, 2019	Sep 7, 2021	no	GRAND RAPIDS, MI	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 7, 2018	Dec 3, 2018	no	GRAND RAPIDS, MI	Previous registration
VIMA, LLC	Independent wealth	Jan 26, 2017	Sep 13, 2018	no	TROY, MI	Previous registration
WADDELL & REED	Former SEC adviser	Aug 5, 2015	Jan 27, 2017	no	GRAND RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 4, 2025	Jun 2, 2025	-2	Firm change	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	PNC WEALTH MANAGEMENT	Apr 23, 2024	Apr 5, 2024	-18	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	HUNTINGTON FINANCIAL ADVISORS	Dec 18, 2021	Dec 24, 2021	6	Firm change	Wirehouse to ibd
HUNTINGTON FINANCIAL ADVISORS	J.P. MORGAN SECURITIES LLC	Sep 7, 2021	Oct 22, 2021	45	Firm change	Ibd to wirehouse
SECURITIES AMERICA ADVISORS, INC.	HUNTINGTON FINANCIAL ADVISORS	Dec 3, 2018	Apr 1, 2019	119	Firm change	Ibd to ibd
VIMA, LLC	SECURITIES AMERICA ADVISORS, INC.	Sep 13, 2018	Feb 7, 2018	-218	Firm change after gap	Other
WADDELL & REED	VIMA, LLC	Jan 27, 2017	Jan 26, 2017	-1	Firm change	Other

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 5, 2024 to Jun 4, 2025factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 24, 2021 to Apr 23, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 22, 2021 to Dec 18, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 7, 2018 to Dec 3, 2018factForm ADV
→ VIMA, LLCRegistered adviserregistration: previous registration
Jan 26, 2017 to Sep 13, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 5, 2015 to Jan 27, 2017factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
Grant N Hall left Pnc Wealth Management for Ameriprise Financial Services, Llc (registered 2025-06-02)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Grant N Hall left Huntington Financial Advisors for Pnc Wealth Management (registered 2024-04-05)
Form ADVobserved 4 days ago