DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Grant N Hall
Feed of 09/14/2026
Also filed as Grant Norman Hall
At current firm
1 y
since Jun 2, 2025
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 2, 2025 · Byron Center, Mi
- Pnc Wealth Management BD affiliatedApr 5, 2024 to Jun 4, 2025 · Grand Rapids, Mi
- Huntington Financial Advisors BD affiliatedDec 24, 2021 to Apr 23, 2024 · Grand Rapids, Mi
- J.P. Morgan Securities LLC wirehouseOct 22, 2021 to Dec 18, 2021 · Ada, Mi
- Huntington Financial Advisors BD affiliatedApr 1, 2019 to Sep 7, 2021 · Grand Rapids, Mi
- Securities America Advisors, Inc. formerFeb 7, 2018 to Dec 3, 2018 · Grand Rapids, Mi
- Vima, LLC independent RIAJan 26, 2017 to Sep 13, 2018 · Troy, Mi
- Waddell & Reed formerAug 5, 2015 to Jan 27, 2017 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Ameriprise Financial Services, LLCleft Jun 4, 2025, registered Jun 2, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- Huntington Financial Advisors to Pnc Wealth Managementleft Apr 23, 2024, registered Apr 5, 2024 (-18 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Huntington Financial Advisorsleft Dec 18, 2021, registered Dec 24, 2021 (6 days) · Wirehouse to affiliated broker-dealer or bank
- Huntington Financial Advisors to J.P. Morgan Securities LLCleft Sep 7, 2021, registered Oct 22, 2021 (45 days) · Affiliated broker-dealer or bank to wirehouse
- Securities America Advisors, Inc. to Huntington Financial Advisorsleft Dec 3, 2018, registered Apr 1, 2019 (119 days) · Affiliated broker-dealer or bank to another
- Vima, LLC to Securities America Advisors, Inc.left Sep 13, 2018, registered Feb 7, 2018 (-218 days) · Other
- Waddell & Reed to Vima, LLCleft Jan 27, 2017, registered Jan 26, 2017 (-1 days) · Other
Signals
- Grant N Hall left Pnc Wealth Management for Ameriprise Financial Services, Llc (registered 2025-06-02)Jun 4, 2025 · Advisor changed firm · fact
- Grant N Hall left Huntington Financial Advisors for Pnc Wealth Management (registered 2024-04-05)Apr 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address