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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Echo Ranell McNeill

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANTA FE, NM | LAS CRUCES, NM

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Search this name across graphsid dfx:ria:6df20257-8735-20b2-32f1-e0d70640cc94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Nov 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 29, 2003
First registration: Nov 5, 2003
Dual registered: yes, broker-dealer
Other names: ECHO RA NELL DEWEBER|ECHO RA NELL MCNEILL|Echo McNeill|Echo Ranell McNeill|Echo R McNeill
IAPD individual key: 2964918

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 19, 2026	n/a	yes	SANTA FE, NM\|LAS CRUCES, NM	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 12, 2026	May 26, 2026	no	Albuquerque, NM	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 6, 2025	Aug 8, 2025	no	ALBUQUERQUE, NM\|Albuquerque, NM	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Apr 2, 2025	no	SCOTTSDALE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 28, 2023	Sep 1, 2023	no	SCOTTSDALE, AZ\|Navarre, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 5, 2003	Mar 23, 2023	no	CRESTVIEW, FL\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|Beverly Hills, CA\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|Laurel Hill, FL\|Corrales, NM\|Crestview, FL\|Albuquerque, NM\|Navarre, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 26, 2026	Aug 19, 2026	85	Firm change	Ibd to wirehouse
RBC CAPITAL MARKETS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 8, 2025	Mar 12, 2026	216	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	RBC CAPITAL MARKETS, LLC	Apr 2, 2025	May 6, 2025	34	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
UBS FINANCIAL SERVICES INC.	SAGEPOINT FINANCIAL, INC.	Mar 23, 2023	Jun 28, 2023	97	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 12, 2026 to May 26, 2026factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 6, 2025 to Aug 8, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Apr 2, 2025factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 28, 2023 to Sep 1, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 5, 2003 to Mar 23, 2023factForm ADV

Dated events

Occurred
May 26, 2026
Advisor changed firm
Echo Ranell Mcneill left Ameriprise Financial Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-19)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2025
Advisor changed firm
Echo Ranell Mcneill left Rbc Capital Markets, Llc for Ameriprise Financial Services, Llc (registered 2026-03-12)
Form ADVobserved 5 days ago
Occurred
Apr 2, 2025
Advisor changed firm
Echo Ranell Mcneill left Osaic Wealth, Inc. for Rbc Capital Markets, Llc (registered 2025-05-06)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2023
Advisor changed firm
Echo Ranell Mcneill left Ubs Financial Services Inc. for Sagepoint Financial, Inc. (registered 2023-06-28)
Form ADVobserved 5 days ago