DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• R••••• M••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSanta Fe, Nm dual registrantIAPD 2964918

Feed of 09/14/2026

Also filed as Echo Ra Nell Deweber

At current firm

0 y

since Aug 19, 2026

In the industry

22 y

since Oct 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 19, 2026 · Santa Fe, Nm
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 12, 2026 to May 26, 2026 · Albuquerque, Nm
R•• C•••••• M••••••• L•• national BD
May 6, 2025 to Aug 8, 2025 · Albuquerque, Nm
O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Apr 2, 2025 · Scottsdale, Az
S•••••••• F••••••••• I••• former
Jun 28, 2023 to Sep 1, 2023 · Scottsdale, Az
U•• F•••••••• S••••••• I••• wirehouse
Nov 5, 2003 to Mar 23, 2023 · Crestview, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 26, 2026, registered Aug 19, 2026 (85 days) · Affiliated broker-dealer or bank to wirehouse
R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Aug 8, 2025, registered Mar 12, 2026 (216 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to R•• C•••••• M••••••• L••
left Apr 2, 2025, registered May 6, 2025 (34 days) · Affiliated broker-dealer or bank to another
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to S•••••••• F••••••••• I•••
left Mar 23, 2023, registered Jun 28, 2023 (97 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E••• R••••• M•••••• left A••••••••• F•••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-19)
May 26, 2026 · Advisor changed firm · fact
E••• R••••• M•••••• left R•• C•••••• M••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-03-12)
Aug 8, 2025 · Advisor changed firm · fact
E••• R••••• M•••••• left O•••• W•••••• I••• for R•• C•••••• M••••••• L•• (registered 2025-05-06)
Apr 2, 2025 · Advisor changed firm · fact
E••• R••••• M•••••• left U•• F•••••••• S••••••• I••• for S•••••••• F••••••••• I••• (registered 2023-06-28)
Mar 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address