DFX Intelligence

RIA Intelligence

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SEC-registered adviser

T•• S•••• R••• E•••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 324210SEC 801-131080website IAPD

Latest filing Mar 31, 2026

First filing on the tape Aug 12, 2024 · 7 filings

SEC status approved since Sep 25, 2024

RAUM

$582M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$582M as of Mar 31, 2026

Jan 17, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Jan 17, 20250 then

Employees (5.A)36 as of Mar 31, 2026

Jan 17, 202546 then

Private funds10 as of Mar 31, 2026

Mar 31, 20253 then

RAUM +159% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $72.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +159%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $515M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$582M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $515M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

H•••• J••••• T••••••• · Chief Executive Officercontrol
since 09/2021 · owns less than 5%
O•••••••• J•••• A••••• · Trustee Of J••• A• O••••••• R•••••••• T••••control
since 12/2007 · owns 25% to 50%
S•••••• D••••• M••• · Trustee Of D•••• M• S••••• R•••••••• T••••control
since 12/2007 · owns 25% to 50%
O•••••••• J•••• A••••• · Trusteecontrol
since 12/2007 · owns F of J••• A• O••••••• R•••••••• T••••
S•••••• D••••• M••• · Trusteecontrol
since 12/2007 · owns F of D•••• M• S••••• R•••••••• T••••
B•••••• R•••• · Chief Compliance Officer
since 08/2024 · owns less than 5%
G••••• R••••••• R•••• · Chief Investment Officer
since 04/2021 · owns less than 5%
M••••••• S••••• H••••••• · General Counsel
since 04/2024 · owns less than 5%

Entity owners

D•••• M• S••••• R•••••••• T•••• · L•••••• Partner
direct · owns 25% to 50%
J••• A• O••••••• R•••••••• T•••• · L•••••• Partner
direct · owns 25% to 50%
T•• S•••• M••••••••• L•• · General Partner
direct · owns less than 5%
D•••• M• S••••• R•••••••• T•••• · Member
indirect · owns 25% to 50% of T•• S•••• M••••••••• L••
J••• A• O••••••• R•••••••• T•••• · Member
indirect · owns 25% to 50% of T•• S•••• M••••••••• L••
S•••••• P•• L•• · Trustee Of S•••••• T••••
direct · owns 5% to 10%
S•••••• T•••• · L•••••• Partner
direct · owns 5% to 10%
S••••••• T•••• · L•••••• Partner
direct · owns 5% to 10%
S•••••••• P•• L•• · Trustee Of S••••••• T••••
direct · owns 5% to 10%
S•••••• P•• L•• · Trustee
indirect · owns F of S•••••• T••••
S•••••••• P•• L•• · Trustee
indirect · owns F of S••••••• T••••

Related persons

Schedule D 7.A

S••••••• C•••••• I• G•• L•
bankpooled vehicle sponsorn
S•• M• I••••••••• G•• L•
pooled vehicle sponsorn
T•••• L•
investment advisernRAUM $1.9B
T•• S•••• A•••••••• L•
investment adviserbankpooled vehicle sponsornRAUM $74B
T•• S•••• C•••• C••• L•••
investment adviserpooled vehicle sponsorn
T•• S•••• E•••••••• S•••••••• L••
broker-dealern
T•• S•••• I••••••••• P•••••••• L••
pooled vehicle sponsorn
T•• S•••• I••••••••• L••••••
investment advisern
T•• S•••• I••••••••• L•
investment adviserbankpooled vehicle sponsornRAUM $233B
T•• S•••• I••••••• S••••••••• L•
investment adviserbankn
T•• S•••• M••••••••• L••
pooled vehicle sponsory
T•• S•••• P••••••••• L••
pooled vehicle sponsorn
T•• S•••• P•••••• I••••••••• L••
bankpooled vehicle sponsorn
T•• S•••• R••• E••••• G• I• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• G•• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• P•• G• I• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• P•• G• I•• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• P•• G• I••• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• P•• G• I•• L•
pooled vehicle sponsorn
T•• S•••• R••• E••••• P•• G• V• L•
pooled vehicle sponsorn
T•• S•••• S••••••••• U• L••••••
broker-dealern
T•• S•••• S••••••••• L••
broker-dealern
T•• S•••• V••••••• C•••••••• F••• G•• L••
pooled vehicle sponsorn
T•• S•••• V••••••• I•• G•• L••
pooled vehicle sponsorn
T•• S•••• V••••••• I• G•• L••
pooled vehicle sponsorn
T•• S•••• V••••••• M•••• F••• I• G•• L••
pooled vehicle sponsorn
T•• S•••• V••••••• O••••••••• F••• G•• L••
pooled vehicle sponsorn
T•• S•••• V••••••• O••••••••• F••• I• G•• L••
pooled vehicle sponsorn
T•• S•••• V•••••••• L•
investment advisernRAUM $2.2B

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

p•••••• fund count surgeChange between filings · filing Mar 31, 2026
private funds (Schedule D 7.B.1) moved from 3.0 to 10.0 (+233.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 100.0th percentile of changes)
peers: asset managers, $500M to $1B (489) · 100% percentile
RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $225,000,000 to $581,655,163 (+159.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 97.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3 to 8
Nov 7, 2025 to Mar 31, 2026
Assets in custody · $38.2M to $515M
Nov 7, 2025 to Mar 31, 2026
Employees · 38 to 36
Nov 7, 2025 to Mar 31, 2026
Private funds · 3 to 10
Nov 7, 2025 to Mar 31, 2026
Discretionary RAUM · $225M to $582M
Nov 7, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $225M to $582M
Nov 7, 2025 to Mar 31, 2026
RAUM · $225M to $582M
Nov 7, 2025 to Mar 31, 2026
Financial planning clients · unset to
Mar 31, 2025 to May 8, 2025
Accounts · 0 to 3
Jan 17, 2025 to Mar 31, 2025
Advisory employees · 12 to 13
Jan 17, 2025 to Mar 31, 2025
Pooled vehicle clients · 2 to 8
Jan 17, 2025 to Mar 31, 2025
Assets in custody · $25.1M to $38.2M
Jan 17, 2025 to Mar 31, 2025
Employees · 46 to 38
Jan 17, 2025 to Mar 31, 2025
Private funds · unset to 3
Jan 17, 2025 to Mar 31, 2025
Discretionary RAUM · $0 to $225M
Jan 17, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $0 to $225M
Jan 17, 2025 to Mar 31, 2025
RAUM · $0 to $225M
Jan 17, 2025 to Mar 31, 2025

Signals

2 dated events

T•• S•••• R••• E•••••• L• reported RAUM $581.7M, up 159% from $225.0M (2025-11-07 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
T•• S•••• R••• E•••••• L• filed its initial SEC registration (Form ADV)
Aug 12, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/two-sigma-investmentsreportedpublic record, Form ADV, Sep 21, 2026
Website: t•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (212) 625-5700reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026