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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CORNERSTONE

CORNERSTONE CAPITAL MANAGEMENT LLC, CRD 107366

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e051ebb-8d8e-c7cc-48f6-8c330fbc9f52

Data as of Aug 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2011 to Aug 15, 2016
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2016-08-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 11
Accounts: 13
SEC number: 801-45262
CRD: 107366
Filings on the tape: 20
First filed: Dec 8, 2011
Latest filed: Aug 15, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CORNERSTONE LONG SHORT FUND, LLC	Hedge Fund	$12.0M	Mar 27, 2013	4	Mar 23, 2012	dropped	021-162196

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABDUL, HERMAN, ANTHONY	SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER	Na	yes	04/2015	Oct 17, 2014	Aug 15, 2016
BLUNT, CHRISTOPHER, OWSLEY	ELECTED MANAGER	Na	yes	06/2015	Jun 25, 2015	Aug 15, 2016
CABREROS, RENNY, ALAN	CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	05/2016	May 19, 2016	Aug 15, 2016
CORNERSTONE CAPITAL MANAGEMENT	Member	D	yes	01/2013	Jan 28, 2013	Aug 15, 2016
HUNG, YIE-HSIN, NMN	CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER	Na	yes	06/2015	Jan 28, 2013	Aug 15, 2016
KAMP, THOMAS, GREGORY	CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER	B	yes	11/2012	Dec 8, 2011	Aug 15, 2016
KIX, LOREN, RAY	CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER	Na	yes	11/2012	Dec 8, 2011	Aug 15, 2016
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	SOLE MEMBER	E	yes	09/2008	Jan 28, 2013	Aug 15, 2016
WYATT, ANDREW, SCOTT	CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER	B	yes	11/2012	Dec 8, 2011	Aug 15, 2016
NEW YORK LIFE INSURANCE COMPANY	INDIRECT INTEREST HOLDER	E	no	09/2008	Jan 28, 2013	Aug 15, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NYL INVESTORS LLC	n/a	Institutional manager	$329B	N	yes	n/a
MACKAY SHIELDS LLC	n/a	Other adviser	$160B	N	yes	n/a
CANDRIAM LUXEMBOURG S.C.A.	n/a	Asset manager	$155B	N	yes	n/a
CANDRIAM BELGIUM S.A.	n/a	Former SEC adviser	$123B	N	yes	n/a
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$121B	N	yes	n/a
CANDRIAM FRANCE S.A.S.	n/a	Former SEC adviser	$35B	N	yes	n/a
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC	n/a	Former SEC adviser	$14B	Y	yes	n/a
GOLDPOINT PARTNERS LLC	n/a	Former SEC adviser	$14B	N	yes	n/a
INDEXIQ ADVISORS LLC	n/a	Former SEC adviser	$10B	N	yes	n/a
PRIVATE ADVISORS LLC	n/a	Former SEC adviser	$5.2B	N	yes	n/a
MCF CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$2.2B	N	yes	n/a
INSTITUTIONAL CAPITAL LLC	n/a	Former SEC adviser	$19.6M	N	yes	n/a
AUSBIL INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
NEW YORK LIFE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
NYLIFE DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$3.0B	$3.0B	20	11	n/a	n/a	n/a
2014	Mar 30, 2015	$4.3B	$4.3B	23	12	n/a	n/a	n/a
2013	Mar 25, 2014	$4.6B	$4.6B	24	13	n/a	n/a	n/a
2012	Mar 27, 2013	$3.9B	$3.9B	15	9	n/a	1	$12.0M
2011	Mar 23, 2012	$1.7B	$1.7B	n/a	n/a	n/a	1	$8.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.0B	$4.3B	-76.4%	$3.9B	-36.4%	20	23	n/a	n/a

Relationships

Affiliated with (12)

→ INSTITUTIONAL CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MACKAY SHIELDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PRIVATE ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GOLDPOINT PARTNERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INDEXIQ ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CORNERSTONE CAPITAL MANAGEMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ MCF CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NYL INVESTORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CANDRIAM BELGIUM S.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CANDRIAM S.C.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CANDRIAM FRANCE S.A.S.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (9)

← CORNERSTONE CAPITAL MANAGEMENTOwnerMEMBER, ownership code D, domestic entity
Jan 28, 2013 to presentfactForm ADV
← BLUNT, CHRISTOPHER, OWSLEYOwnerELECTED MANAGER, ownership code NA, individual
Jun 25, 2015 to presentfactForm ADV
← HUNG, YIE-HSIN, NMNOwnerCHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER, ownership code NA, individual
Jan 28, 2013 to presentfactForm ADV
← WYATT, ANDREW, SCOTTOwnerCHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← ABDUL, HERMAN, ANTHONYOwnerSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 17, 2014 to presentfactForm ADV
← KAMP, THOMAS, GREGORYOwnerCHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← CABREROS, RENNY, ALANOwnerCORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 19, 2016 to presentfactForm ADV
← KIX, LOREN, RAYOwnerCHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER, ownership code NA, individual
Dec 8, 2011 to presentfactForm ADV
← NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jan 28, 2013 to presentfactForm ADV

Owns (1)

← NEW YORK LIFE INSURANCE COMPANYOwnerINDIRECT INTEREST HOLDER, ownership code E, domestic entity
Jan 28, 2013 to presentfactForm ADV

Advises (1)

→ CORNERSTONE LONG SHORT FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 23, 2012 to Mar 27, 2013factForm ADV

Dated events

Occurred
Dec 11, 2012
Succession filed (Item 4)
Cornerstone reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e051ebb-8d8e-c7cc-48f6-8c330fbc9f52
First observed: Dec 8, 2011
Last observed: Aug 15, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORNERSTONE

CORNERSTONE CAPITAL MANAGEMENT LLC, CRD 107366

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e051ebb-8d8e-c7cc-48f6-8c330fbc9f52

Data as of Aug 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CORNERSTONE LONG SHORT FUND, LLC

Hedge Fund

$12.0M

Mar 27, 2013

Mar 23, 2012

dropped

021-162196

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABDUL, HERMAN, ANTHONY

SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER

yes

04/2015

Oct 17, 2014

Aug 15, 2016

BLUNT, CHRISTOPHER, OWSLEY

ELECTED MANAGER

yes

06/2015

Jun 25, 2015

Aug 15, 2016

CABREROS, RENNY, ALAN

CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

05/2016

May 19, 2016

Aug 15, 2016

CORNERSTONE CAPITAL MANAGEMENT

Member

yes

01/2013

Jan 28, 2013

Aug 15, 2016

HUNG, YIE-HSIN, NMN

CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER

yes

06/2015

Jan 28, 2013

Aug 15, 2016

KAMP, THOMAS, GREGORY

CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER

yes

11/2012

Dec 8, 2011

Aug 15, 2016

KIX, LOREN, RAY

CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER

yes

11/2012

Dec 8, 2011

Aug 15, 2016

NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC

SOLE MEMBER

yes

09/2008

Jan 28, 2013

Aug 15, 2016

WYATT, ANDREW, SCOTT

CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER

yes

11/2012

Dec 8, 2011

Aug 15, 2016

NEW YORK LIFE INSURANCE COMPANY

INDIRECT INTEREST HOLDER

09/2008

Jan 28, 2013

Aug 15, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NYL INVESTORS LLC

n/a

Institutional manager

$329B

yes

n/a

MACKAY SHIELDS LLC

n/a

Other adviser

$160B

yes

n/a

CANDRIAM LUXEMBOURG S.C.A.

n/a

Asset manager

$155B

yes

n/a

CANDRIAM BELGIUM S.A.

n/a

Former SEC adviser

$123B

yes

n/a

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$121B

yes

n/a

CANDRIAM FRANCE S.A.S.

n/a

Former SEC adviser

$35B

yes

n/a

CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC

n/a

Former SEC adviser

$14B

yes

n/a

GOLDPOINT PARTNERS LLC

n/a

Former SEC adviser

$14B

yes

n/a

INDEXIQ ADVISORS LLC

n/a

Former SEC adviser

$10B

yes

n/a

PRIVATE ADVISORS LLC

n/a

Former SEC adviser

$5.2B

yes

n/a

MCF CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$2.2B

yes

n/a

INSTITUTIONAL CAPITAL LLC

n/a

Former SEC adviser

$19.6M

yes

n/a

AUSBIL INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

NEW YORK LIFE INSURANCE COMPANY

n/a

NEW YORK LIFE TRUST COMPANY

n/a

yes

n/a

NYLIFE DISTRIBUTORS LLC

n/a

yes

n/a

SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$3.0B

n/a

2014

Mar 30, 2015

$4.3B

n/a

2013

Mar 25, 2014

$4.6B

n/a

2012

Mar 27, 2013

$3.9B

n/a

$12.0M

2011

Mar 23, 2012

$1.7B

n/a

$8.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.0B

$4.3B

-76.4%

$3.9B

-36.4%

n/a