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Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM over $100B

NYL INVESTORS LLC

CRD 169553

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a185b6d0-f4a4-5b7c-b208-e58666521868

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 65
Dated events: 11
On other graphs: 2
Observed: Oct 28, 2013 to Aug 6, 2026
36 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

NYL INVESTORS LLC

Private credit manager · shared crd

Real Estate Fundsidentity

NYL Investors LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.03 institutional_share=0.97 related_bd=true related_bank=true bd_reps=19.0
Regulatory AUM: $329BItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $328B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 301
Advisory employees: 189
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 104
Private funds: 17Schedule D 7.B(1)
Custody, client assets: $720M
SEC number: 801-78759
CIK: 1606720
CRD: 169553
Filings on the tape: 36
First filed: Oct 28, 2013
Latest filed: Aug 6, 2026
Organised: Limited Liability Company, DE
Website: newyorklifeinvestments.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NYLIFE OFFICE HOLDINGS LLC	Real Estate Fund	$669M	Aug 3, 2018	2	Mar 29, 2018	dropped	021-290562
NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO I	Other Private Fund	$562M	Mar 28, 2024	1	Mar 30, 2012	reported	021-727136
TCI-FLATIRON CLO 2018-1 LTD	Securitized Asset Fund	$500M	Mar 28, 2024	1	Mar 30, 2020	reported	n/a
FLATIRON CLO 21 LTD	Securitized Asset Fund	$500M	Mar 28, 2024	4	Mar 31, 2022	reported	n/a
NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO II	Other Private Fund	$473M	Mar 28, 2024	1	Mar 30, 2012	reported	021-727136
FLATIRON CLO 18 LTD	Securitized Asset Fund	$448M	Mar 28, 2024	2	Mar 29, 2019	reported	n/a
FLATIRON CLO 2012-1 LTD.	Securitized Asset Fund	$402M	Sep 18, 2017	18	Apr 1, 2013	dropped	n/a
FLATIRON CLO 23 LLC	Securitized Asset Fund	$400M	Mar 28, 2024	1	Mar 28, 2024	reported	n/a
FLATIRON CLO 20 LTD	Securitized Asset Fund	$400M	Mar 28, 2024	2	Mar 31, 2021	reported	n/a
FLATIRON CLO 24 LTD	Securitized Asset Fund	$400M	Mar 28, 2024	2	Mar 28, 2024	reported	n/a
FLATIRON CLO 19 LTD	Securitized Asset Fund	$400M	Mar 28, 2024	1	Mar 30, 2020	reported	n/a
TCI-FLATIRON CLO 2017-1 LTD.	Securitized Asset Fund	$395M	Mar 28, 2024	2	Mar 29, 2018	reported	n/a
NYL FLATIRON CLO 2014-1 LTD	Securitized Asset Fund	$392M	Aug 3, 2018	13	Jul 23, 2014	dropped	n/a
FLATIRON CLO 2011-1 LTD.	Securitized Asset Fund	$352M	Sep 18, 2017	11	Mar 30, 2012	dropped	n/a
TCI-FLATIRON CLO 2016-1 LTD.	Securitized Asset Fund	$336M	Mar 28, 2024	1	Mar 30, 2017	reported	n/a
FLATIRON CLO 17 LTD	Securitized Asset Fund	$284M	Mar 28, 2024	2	Mar 29, 2018	reported	n/a
FLATIRON CLO 2015-1 LTD.	Securitized Asset Fund	$283M	Mar 31, 2021	3	Mar 17, 2016	dropped	n/a
FLATIRON CLO 2013-1 LTD.	Securitized Asset Fund	$275M	May 6, 2019	15	Mar 25, 2014	dropped	n/a
NYLIM FLATIRON CLO 2006-1 LTD.	Securitized Asset Fund	$241M	Sep 18, 2017	12	Mar 30, 2012	dropped	n/a
SILVERADO CLO 2006-II LIMITED	Securitized Asset Fund	$209M	Sep 18, 2017	12	Mar 30, 2012	dropped	n/a
NYLIAC PPVUL SEPARATE ACCOUNT 70	Other Private Fund	$196M	Mar 28, 2024	1	Mar 30, 2020	reported	021-255279
NYLIAC PRIVATE PLACEMENT VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT 26A	Other Private Fund	$137M	Jul 15, 2016	1	Mar 30, 2012	dropped	021-72713
NYLIAC SEPERATE ACCOUNT 15	Other Private Fund	$96.1M	Mar 28, 2024	1	Mar 30, 2017	reported	021-255279
NYLIC HKP VENTURE LLC	Real Estate Fund	$60.0M	Aug 3, 2018	2	Mar 29, 2018	dropped	021-292000
FLATIRON CLO 2007-1 LTD.	Securitized Asset Fund	$44.3M	Aug 3, 2018	12	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COONEY, COLLEEN, CLARE	MANAGER AND SENIOR MANAGING DIRECTOR	Na	yes	03/2021	Mar 31, 2021	Mar 28, 2024
CRONIN, MAUREEN, ANNE	SVP, GENERAL COUNSEL, & ASSISTANT SECRETARY	Na	yes	01/2023	Mar 30, 2023	Mar 28, 2024
MALLOY, ANTHONY, RAMSEY	CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, MANAGER, AND CHAIRMAN OF COMPENSATION COMMITTEE	Na	yes	01/2014	Jan 27, 2014	Mar 28, 2024
NAIR, DINESH, KARUTHEDATH	MANAGER, MEMBER OF COMPENSATION COMMITTEE, MANAGING DIRECTOR AND CFO	Na	yes	07/2014	Jul 23, 2014	Mar 28, 2024
NEW YORK LIFE INSURANCE COMPANY	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	yes	10/2013	Oct 28, 2013	Mar 28, 2024
RATHOD, ALPESH, JASVANT	VP & CHIEF COMPLIANCE OFFICER	Na	yes	09/2017	Sep 18, 2017	Mar 28, 2024
SABAL, CRAIG, ANDREW	MANAGER AND SENIOR MANAGING DIRECTOR	Na	yes	12/2020	Mar 31, 2021	Mar 28, 2024
TALGO, MARK, WILLIAM	MANAGER AND SENIOR MANAGING DIRECTOR	Na	yes	01/2014	Jan 27, 2014	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MACKAY SHIELDS LLC	n/a	Other adviser	$160B	N	yes	n/a
CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS	n/a	Asset manager	$155B	N	yes	n/a
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$121B	N	yes	n/a
APOGEM CAPITAL LLC	n/a	Other adviser	$44B	N	yes	n/a
EAGLE STRATEGIES LLC	n/a	Bd affiliated wealth	$32B	N	yes	n/a
AUSBIL INVESTMENT MANAGEMENT LIMITED	n/a	Other adviser	$14B	N	yes	n/a
INDEXIQ ADVISORS LLC	n/a	Former SEC adviser	$10B	N	yes	n/a
FLATIRON RR LLC, MANAGER SERIES	n/a	Asset manager	$1.2B	Y	yes	n/a
BOW RIVER ADVISERS, LLC	n/a	Asset manager	$1.2B	N	yes	n/a
KARTESIA MANAGEMENT SARL	n/a	n/a	n/a	N	yes	n/a
LIFE INSURANCE COMPANY OF NORTH AMERICA	n/a	n/a	n/a	N	yes	n/a
MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
MACKAY SHIELDS UK LLP	n/a	n/a	n/a	N	yes	n/a
MSSDF GP LLC	n/a	n/a	n/a	Y	yes	n/a
MSVEF GP LLC	n/a	n/a	n/a	Y	yes	n/a
NEW YORK LIFE ENTERPRISES LLC	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE GROUP INSURANCE COMPANY OF NY	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
NYL INVESTORS NCVAD II GP, LLC	n/a	n/a	n/a	Y	yes	n/a
NYLIC HKP MEMBER LLC	n/a	n/a	n/a	Y	yes	n/a
NYLIFE DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
NYLIFE INSURANCE COMPANY ARIZONA	n/a	n/a	n/a	N	yes	n/a
NYLIFE OFFICE HOLDINGS MEMBER LLC	n/a	n/a	n/a	Y	yes	n/a
NYLIFE SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
NYLINK INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.	n/a	n/a	n/a	N	yes	n/a
TRISTAN CAPITAL PARTNERS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	23	no
Atlanta	Ga	United States	13	no
Chicago	IL	United States	12	no
Dallas	TX	United States	4	no
London	n/a	United Kingdom	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$329B	$328B	301	189	6	17	n/a
2024	Mar 28, 2025	$312B	$311B	304	189	6	19	n/a
2023	Mar 28, 2024	$301B	$300B	312	190	5	17	$5.5B
2022	Mar 30, 2023	$292B	$291B	307	187	5	15	$5.0B
2021	Mar 31, 2022	$277B	$275B	297	191	5	15	$5.1B
2020	Mar 31, 2021	$269B	$267B	301	188	5	15	$4.9B
2019	Mar 30, 2020	$254B	$252B	307	195	5	14	$4.4B
2018	Mar 29, 2019	$244B	$242B	300	188	5	12	$3.5B
2017	Mar 29, 2018	$236B	$234B	318	169	5	13	$4.2B
2016	Mar 30, 2017	$228B	$226B	312	82	n/a	14	$4.1B
2015	Mar 17, 2016	$218B	$215B	309	80	n/a	13	$3.7B
2014	Mar 2, 2015	$215B	$213B	294	76	n/a	11	$3.7B
2013	Mar 28, 2014	$0	$0	1,200	60	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$329B	$312B	5.5%	$292B	4.1%	301	304	6	6

Relationships

Affiliated with (26)

→ MACKAY SHIELDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INDEXIQ ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CANDRIAM S.C.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ APOGEM CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FLATIRON RR LLC, MANAGER SERIESRegistered adviserother investment adviser, control, common control
factForm ADV
→ BOW RIVER ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MACKAY SHIELDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← EAGLE STRATEGIES LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← APOGEM CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CANDRIAM S.C.A.Registered adviserother investment adviser, bank, common control
factForm ADV
← FLATIRON RR LLC, MANAGER SERIESRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← BOW RIVER ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INDEXIQ ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CANDRIAM BELGIUM S.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CANDRIAM FRANCE S.A.S.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← PRIVATE ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← GOLDPOINT PARTNERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MADISON CAPITAL FUNDING LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CORNERSTONE CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← INSTITUTIONAL CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CORNERSTONERegistered adviserother investment adviser, common control
factForm ADV
← MCF CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (31)

→ TCI-FLATIRON CLO 2016-1 LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ NYLIAC PPVUL SEPARATE ACCOUNT XIXPrivate fundOther Private Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ FLATIRON CLO 18 LTDPrivate fundSecuritized Asset Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ NYLIM STRATFORD CDO 2001-1 LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO IPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO IIPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NYLIAC PPVUL SEPARATE ACCOUNT IXPrivate fundOther Private Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ FLATIRON CLO 20 LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ FLATIRON CLO 19 LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ TCI-FLATIRON CLO 2018-1 LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ FLATIRON CLO 17 LTDPrivate fundSecuritized Asset Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ NYLIAC SEPERATE ACCOUNT 15Private fundOther Private Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ FLATIRON CLO 21 LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ FLATIRON CLO 24 LTDPrivate fundSecuritized Asset Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ FLATIRON CLO 23 LLCPrivate fundSecuritized Asset Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ TCI-FLATIRON CLO 2017-1 LTD.Private fundSecuritized Asset Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ NYLIAC PPVUL SEPARATE ACCOUNT 70Private fundOther Private Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ FLATIRON CLO 2015-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 17, 2016 to Mar 31, 2021factForm ADV
→ FLATIRON CLO 2013-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 25, 2014 to May 6, 2019factForm ADV
→ NYL FLATIRON CLO 2014-1 LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Jul 23, 2014 to Aug 3, 2018factForm ADV
→ NYLIFE OFFICE HOLDINGS LLCPrivate fundReal Estate Fund, IA, no longer reported
Mar 29, 2018 to Aug 3, 2018factForm ADV
→ FLATIRON CLO 2007-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Aug 3, 2018factForm ADV
→ NYLIC HKP VENTURE LLCPrivate fundReal Estate Fund, IA, no longer reported
Mar 29, 2018 to Aug 3, 2018factForm ADV
→ NYLIM REAL ESTATE MEZZANINE FUND II, L.P.Private fundReal Estate Fund, IA, no longer reported
Mar 30, 2012 to Sep 18, 2017factForm ADV
→ FLATIRON CLO 2012-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Apr 1, 2013 to Sep 18, 2017factForm ADV
→ NYLIM FLATIRON CLO 2006-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Sep 18, 2017factForm ADV
→ SILVERADO CLO 2006-II LIMITEDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Sep 18, 2017factForm ADV
→ FLATIRON CLO 2011-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Sep 18, 2017factForm ADV
→ NYLIAC PRIVATE PLACEMENT VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT 26APrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Jul 15, 2016factForm ADV
→ NYLIM FLATIRON CLO 2005-1 LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Dec 4, 2014factForm ADV
and 1 more

Controls (8)

← MALLOY, ANTHONY, RAMSEYOwnerCHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, MANAGER, AND CHAIRMAN OF COMPENSATION COMMITTEE, ownership code NA, individual
Jan 27, 2014 to Mar 28, 2024factForm ADV
← COONEY, COLLEEN, CLAREOwnerMANAGER AND SENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV
← SABAL, CRAIG, ANDREWOwnerMANAGER AND SENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV
← TALGO, MARK, WILLIAMOwnerMANAGER AND SENIOR MANAGING DIRECTOR, ownership code NA, individual
Jan 27, 2014 to Mar 28, 2024factForm ADV
← NAIR, DINESH, KARUTHEDATHOwnerMANAGER, MEMBER OF COMPENSATION COMMITTEE, MANAGING DIRECTOR AND CFO, ownership code NA, individual
Jul 23, 2014 to Mar 28, 2024factForm ADV
← RATHOD, ALPESH, JASVANTOwnerVP & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 18, 2017 to Mar 28, 2024factForm ADV
← CRONIN, MAUREEN, ANNEOwnerSVP, GENERAL COUNSEL, & ASSISTANT SECRETARY, ownership code NA, individual
Mar 30, 2023 to Mar 28, 2024factForm ADV
← NEW YORK LIFE INSURANCE COMPANYOwnerSOLE MEMBER/DIRECT & SOLE INTEREST HOLDER, ownership code E, domestic entity
Oct 28, 2013 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jul 5, 2023
Control person left
Jacek Amaury Rzad (Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2023-05-11, absent 2023-07-05)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person left
Thomas Allen Smith (Svp & General Counsel) no longer on Schedule A of Nyl Investors Llc (listed 2022-05-09, absent 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person joined
Maureen Cronin (Svp, General Counsel, & Assistant Secretary) appeared on Schedule A of Nyl Investors Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
Craig Sabal (Manager & Svp) appeared on Schedule A of Nyl Investors Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
Clare Colleen Cooney (Manager And Senior Managing Director) appeared on Schedule A of Nyl Investors Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Anne Gail Mcdermott (Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Harutyun Arthur Seter (Manager And Member Of Compensation Committee) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
M Joel Steinberg (Manager) no longer on Schedule A of Nyl Investors Llc (listed 2020-04-28, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
May 6, 2019
Control person left
Thomas John Fleurant (Elected Manager And Senior Managing Director) no longer on Schedule A of Nyl Investors Llc (listed 2019-03-29, absent 2019-05-06)
Form ADVobserved 6 days ago
Occurred
May 6, 2019
Control person joined
M Joel Steinberg (Manager) appeared on Schedule A of Nyl Investors Llc
Form ADVobserved 6 days ago
Occurred
Oct 28, 2013
First Form ADV filing
Nyl Investors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a185b6d0-f4a4-5b7c-b208-e58666521868
First observed: Oct 28, 2013
Last observed: Aug 6, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NYL INVESTORS LLC

CRD 169553

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a185b6d0-f4a4-5b7c-b208-e58666521868

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NYLIFE OFFICE HOLDINGS LLC

Real Estate Fund

$669M

Aug 3, 2018

Mar 29, 2018

dropped

021-290562

NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO I

Other Private Fund

$562M

Mar 28, 2024

Mar 30, 2012

reported

021-727136

TCI-FLATIRON CLO 2018-1 LTD

Securitized Asset Fund

$500M

Mar 28, 2024

Mar 30, 2020

reported

n/a

FLATIRON CLO 21 LTD

Securitized Asset Fund

$500M

Mar 28, 2024

Mar 31, 2022

reported

n/a

NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO II

Other Private Fund

$473M

Mar 28, 2024

Mar 30, 2012

reported

021-727136

FLATIRON CLO 18 LTD

Securitized Asset Fund

$448M

Mar 28, 2024

Mar 29, 2019

reported

n/a

FLATIRON CLO 2012-1 LTD.

Securitized Asset Fund

$402M

Sep 18, 2017

Apr 1, 2013

dropped

n/a

FLATIRON CLO 23 LLC

Securitized Asset Fund

$400M

Mar 28, 2024

reported

n/a

FLATIRON CLO 20 LTD

Securitized Asset Fund

$400M

Mar 28, 2024

Mar 31, 2021

reported

n/a

FLATIRON CLO 24 LTD

Securitized Asset Fund

$400M

Mar 28, 2024

reported

n/a

FLATIRON CLO 19 LTD

Securitized Asset Fund

$400M

Mar 28, 2024

Mar 30, 2020

reported

n/a

TCI-FLATIRON CLO 2017-1 LTD.

Securitized Asset Fund

$395M

Mar 28, 2024

Mar 29, 2018

reported

n/a

NYL FLATIRON CLO 2014-1 LTD

Securitized Asset Fund

$392M

Aug 3, 2018

Jul 23, 2014

dropped

n/a

FLATIRON CLO 2011-1 LTD.

Securitized Asset Fund

$352M

Sep 18, 2017

Mar 30, 2012

dropped

n/a

TCI-FLATIRON CLO 2016-1 LTD.

Securitized Asset Fund

$336M

Mar 28, 2024

Mar 30, 2017

reported

n/a

FLATIRON CLO 17 LTD

Securitized Asset Fund

$284M

Mar 28, 2024

Mar 29, 2018

reported

n/a

FLATIRON CLO 2015-1 LTD.

Securitized Asset Fund

$283M

Mar 31, 2021

Mar 17, 2016

dropped

n/a

FLATIRON CLO 2013-1 LTD.

Securitized Asset Fund

$275M

May 6, 2019

Mar 25, 2014

dropped

n/a

NYLIM FLATIRON CLO 2006-1 LTD.

Securitized Asset Fund

$241M

Sep 18, 2017

Mar 30, 2012

dropped

n/a

SILVERADO CLO 2006-II LIMITED

Securitized Asset Fund

$209M

Sep 18, 2017

Mar 30, 2012

dropped

n/a

NYLIAC PPVUL SEPARATE ACCOUNT 70

Other Private Fund

$196M

Mar 28, 2024

Mar 30, 2020

reported

021-255279

NYLIAC PRIVATE PLACEMENT VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT 26A

Other Private Fund

$137M

Jul 15, 2016

Mar 30, 2012

dropped

021-72713

NYLIAC SEPERATE ACCOUNT 15

Other Private Fund

$96.1M

Mar 28, 2024

Mar 30, 2017

reported

021-255279

NYLIC HKP VENTURE LLC

Real Estate Fund

$60.0M

Aug 3, 2018

Mar 29, 2018

dropped

021-292000

FLATIRON CLO 2007-1 LTD.

Securitized Asset Fund

$44.3M

Aug 3, 2018

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COONEY, COLLEEN, CLARE

MANAGER AND SENIOR MANAGING DIRECTOR

yes

03/2021

Mar 31, 2021

Mar 28, 2024

CRONIN, MAUREEN, ANNE

SVP, GENERAL COUNSEL, & ASSISTANT SECRETARY

yes

01/2023

Mar 30, 2023

Mar 28, 2024

MALLOY, ANTHONY, RAMSEY

CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, MANAGER, AND CHAIRMAN OF COMPENSATION COMMITTEE

yes

01/2014

Jan 27, 2014

Mar 28, 2024

NAIR, DINESH, KARUTHEDATH

MANAGER, MEMBER OF COMPENSATION COMMITTEE, MANAGING DIRECTOR AND CFO

yes

07/2014

Jul 23, 2014

Mar 28, 2024

NEW YORK LIFE INSURANCE COMPANY

SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER

yes

10/2013

Oct 28, 2013

Mar 28, 2024

RATHOD, ALPESH, JASVANT

VP & CHIEF COMPLIANCE OFFICER

yes

09/2017

Sep 18, 2017

Mar 28, 2024

SABAL, CRAIG, ANDREW

MANAGER AND SENIOR MANAGING DIRECTOR

yes

12/2020

Mar 31, 2021

Mar 28, 2024

TALGO, MARK, WILLIAM

MANAGER AND SENIOR MANAGING DIRECTOR

yes

01/2014

Jan 27, 2014

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MACKAY SHIELDS LLC

n/a

Other adviser

$160B

yes

n/a

CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS

n/a

Asset manager

$155B

yes

n/a

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$121B

yes

n/a

APOGEM CAPITAL LLC

n/a

Other adviser

$44B

yes

n/a

EAGLE STRATEGIES LLC

n/a

Bd affiliated wealth

$32B

yes

n/a

AUSBIL INVESTMENT MANAGEMENT LIMITED

n/a

Other adviser

$14B

yes

n/a

INDEXIQ ADVISORS LLC

n/a

Former SEC adviser

$10B

yes

n/a

FLATIRON RR LLC, MANAGER SERIES

n/a

Asset manager

$1.2B

yes

n/a

BOW RIVER ADVISERS, LLC

n/a

Asset manager

$1.2B

yes

n/a

KARTESIA MANAGEMENT SARL

n/a

yes

n/a

LIFE INSURANCE COMPANY OF NORTH AMERICA

n/a

yes

n/a

MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

MACKAY SHIELDS UK LLP

n/a

yes

n/a

MSSDF GP LLC

n/a

yes

n/a

MSVEF GP LLC

n/a

yes

n/a

NEW YORK LIFE ENTERPRISES LLC

n/a

yes

n/a

NEW YORK LIFE GROUP INSURANCE COMPANY OF NY

n/a

yes

n/a

NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION

n/a

yes

n/a

NEW YORK LIFE INSURANCE COMPANY

n/a

yes

n/a

NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED

n/a

yes

n/a

NEW YORK LIFE TRUST COMPANY

n/a

yes

n/a

NYL INVESTORS NCVAD II GP, LLC

n/a

yes

n/a

NYLIC HKP MEMBER LLC

n/a

yes

n/a

NYLIFE DISTRIBUTORS LLC

n/a

yes

n/a

NYLIFE INSURANCE COMPANY ARIZONA

n/a

yes

n/a

NYLIFE OFFICE HOLDINGS MEMBER LLC

n/a

yes

n/a

NYLIFE SECURITIES LLC

n/a

yes

n/a

NYLINK INSURANCE AGENCY INC.

n/a

yes

n/a

SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.

n/a

yes

n/a

TRISTAN CAPITAL PARTNERS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

Atlanta

United States

Chicago

United States

Dallas

United States

London

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$329B

$328B

301

189

n/a

2024

Mar 28, 2025

$312B

$311B

304

189

n/a

2023

Mar 28, 2024

$301B

$300B

312

190

$5.5B

2022

Mar 30, 2023

$292B

$291B

307

187

$5.0B

2021

Mar 31, 2022

$277B

$275B

297

191

$5.1B

2020

Mar 31, 2021

$269B

$267B

301

188

$4.9B

2019

Mar 30, 2020

$254B

$252B

307

195

$4.4B

2018

Mar 29, 2019

$244B

$242B

300

188

$3.5B

2017

Mar 29, 2018

$236B

$234B

318

169

$4.2B

2016

Mar 30, 2017

$228B

$226B

312

n/a

$4.1B

2015

Mar 17, 2016

$218B

$215B

309

n/a

$3.7B

2014

Mar 2, 2015

$215B

$213B

294

n/a

$3.7B

2013

Mar 28, 2014

1,200

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$329B

$312B

5.5%

$292B

4.1%

301

304