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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

CANDRIAM FRANCE S.A.S.

CRD 173357

PARIS

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Search this name across graphsid dfx:ria:50fee9c4-e624-74f0-8216-966b255d66a0

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 7
On other graphs: 0
Observed: Oct 20, 2014 to Mar 31, 2022
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35BItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 182
Advisory employees: 66
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 82
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $1.0Bgross asset value as reported per fund; never fund size
SEC number: 801-80509
CRD: 173357
Filings on the tape: 28
First filed: Oct 20, 2014
Latest filed: Mar 31, 2022

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CANDRIAM ABSOLUTE RETURN EQUITY MARKET NEUTRAL	Hedge Fund	$233M	Aug 31, 2021	89	Mar 30, 2020	reported	n/a
CANDRIAM ABSOLUTE RETURN LONG SHORT DIGITAL EQUITY	Hedge Fund	$45.2M	Aug 31, 2021	27	Jan 3, 2017	reported	n/a
CANDRIAM ALTERNATIVE EQUITY MARKET NEUTRAL	Hedge Fund	$26.2M	May 13, 2019	6	May 24, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABOU-JAOUDE, NAIM, (NMN)	MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF EXECUTIVE OFFICER OF CANDRIAM	Na	yes	03/2007	Oct 20, 2014	Mar 31, 2022
CANDRIAM GROUP	INDIRECT INTEREST HOLDER	E	yes	02/2014	Mar 29, 2018	Mar 31, 2022
CANDRIAM LUXCO S.A.R.L.	INDIRECT INTEREST HOLDER	F	yes	09/2014	Mar 29, 2018	Mar 31, 2022
CANDRIAM LUXEMBOURG S.C.A.	SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER	E	yes	06/1999	Oct 20, 2014	Mar 31, 2022
Cuchet, Fabrice, Marie Henri	CHIEF OPERATIONS OFFICER OFCANDRIAM	Na	yes	01/2021	Mar 31, 2021	Mar 31, 2022
GRADY, JOHN, MICHAEL	MEMBER OF THE STRATEGIC COMMITTEE	Na	yes	02/2014	Oct 20, 2014	Mar 31, 2022
Harte, Michael, Francis	MEMBER OF THE STRATEGIC COMMITTEE	Na	yes	04/2019	Mar 30, 2020	Mar 31, 2022
HUNG, YIE-HSIN, (NMN)	CHAIRMAN OF THE STRATEGIC COMMITTEE	Na	yes	02/2014	Oct 20, 2014	Mar 31, 2022
MALDAGUE, JEAN-YVES, MARIE PIERRE	MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF FINANCIAL OFFICER OF CANDRIAM	Na	yes	05/2009	Oct 20, 2014	Mar 31, 2022
MALLOY, ANTHONY, RAMSEY	DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE	Na	yes	12/2017	Mar 29, 2018	Mar 31, 2022
MINORITY SHAREHOLDERS	INDIRECT INTEREST HOLDER	F	yes	04/2020	Mar 31, 2021	Mar 31, 2022
NEW YORK LIFE INSURANCE COMPANY	INDIRECT INTEREST HOLDER	E	yes	02/2014	Oct 20, 2014	Mar 31, 2022
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL	INDIRECT INTEREST HOLDER	E	yes	02/2014	Mar 30, 2020	Mar 31, 2022
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL.	INDIRECT INTEREST HOLDER	E	yes	02/2014	Mar 30, 2020	Mar 31, 2022
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC	INDIRECT INTEREST HOLDER	E	yes	02/2014	Mar 30, 2020	Mar 31, 2022
VEAUX, PIERRE-GUILLAUME, RENE STEPHANE	CHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF LEGAL AND COMPLIANCE OF CANDRIAM	Na	yes	01/2012	Mar 18, 2016	Mar 31, 2022
DRUART, GONZAGUE, BRUNO MICHEL	GLOBAL HEAD OF COMPLIANCE	Na	no	02/2022	Mar 31, 2022	Mar 31, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NYL INVESTORS LLC	n/a	Institutional manager	$329B	N	yes	n/a
MACKAY SHIELDS LLC	n/a	Other adviser	$160B	N	yes	n/a
CANDRIAM LUXEMBOURG S.C.A.	n/a	Asset manager	$155B	Y	yes	n/a
CANDRIAM BELGIUM S.A.	n/a	Former SEC adviser	$123B	Y	yes	n/a
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$121B	Y	yes	n/a
APOGEM CAPITAL LLC	n/a	Other adviser	$44B	N	yes	n/a
EAGLE STRATEGIES LLC	n/a	Bd affiliated wealth	$32B	N	yes	n/a
AUSBIL INVESTMENT MANAGEMENT LIMITED	n/a	Other adviser	$14B	N	yes	n/a
INDEXIQ ADVISORS LLC	n/a	Former SEC adviser	$10B	N	yes	n/a
FLATIRON RR LLC, MANAGER SERIES	n/a	Asset manager	$1.2B	N	yes	n/a
CANDRIAM SWITZERLAND LLC	n/a	n/a	n/a	N	yes	n/a
CIGNA LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
KARTESIA MANAGEMENT SARL	n/a	n/a	n/a	N	yes	n/a
LIFE INSURANCE COMPANY OF NORTH AMERICA	n/a	n/a	n/a	N	yes	n/a
MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
MACKAY SHIELDS UK LLP	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE ENTERPRISES LLC	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
NEW YORK LIFE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
NYLIFE DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
NYLIFE INSURANCE COMPANY OF ARIZONA	n/a	n/a	n/a	N	yes	n/a
NYLIFE SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
NYLINK INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.	n/a	n/a	n/a	N	yes	n/a
TRISTAN CAPITAL PARTNERS	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$35B	$35B	182	66	0	6	$1.0B
2020	Mar 31, 2021	$31B	$31B	163	58	0	4	$806M
2019	Mar 30, 2020	$26B	$26B	167	57	0	4	$755M
2018	Mar 31, 2019	$23B	$23B	167	57	0	4	$671M
2017	Mar 29, 2018	$19B	$19B	157	47	0	4	$817M
2016	Mar 31, 2017	$15B	$15B	148	46	n/a	4	$574M
2015	Mar 18, 2016	$12B	$12B	140	38	n/a	2	$488M
2014	Mar 26, 2015	$9.4B	$9.4B	133	37	n/a	2	$492M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$35B	$31B	9.9%	$23B	14.8%	182	163	0	0

Relationships

Affiliated with (16)

→ MACKAY SHIELDS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INDEXIQ ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NYL INVESTORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CANDRIAM BELGIUM S.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ CANDRIAM S.C.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ APOGEM CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FLATIRON RR LLC, MANAGER SERIESRegistered adviserother investment adviser, common control
factForm ADV
← CANDRIAM BELGIUM S.A.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← PRIVATE ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MADISON CAPITAL FUNDING LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CORNERSTONE CAPITAL MANAGEMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INSTITUTIONAL CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CORNERSTONERegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (16)

← HUNG, YIE-HSIN, (NMN)OwnerCHAIRMAN OF THE STRATEGIC COMMITTEE, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← CANDRIAM LUXEMBOURG S.C.A.OwnerSOLE MEMBER/DIRECT & SOLE INTEREST HOLDER, ownership code E, foreign entity
Oct 20, 2014 to presentfactForm ADV
← MALLOY, ANTHONY, RAMSEYOwnerDIRECTOR AND MEMBER OF THE AUDIT COMMITTEE, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← GRADY, JOHN, MICHAELOwnerMEMBER OF THE STRATEGIC COMMITTEE, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← ABOU-JAOUDE, NAIM, (NMN)OwnerMEMBER OF THE STRATEGIC COMMITTEE AND CHIEF EXECUTIVE OFFICER OF CANDRIAM, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← MALDAGUE, JEAN-YVES, MARIE PIERREOwnerMEMBER OF THE STRATEGIC COMMITTEE AND CHIEF FINANCIAL OFFICER OF CANDRIAM, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← VEAUX, PIERRE-GUILLAUME, RENE STEPHANEOwnerCHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF LEGAL AND COMPLIANCE OF CANDRIAM, ownership code NA, individual
Mar 18, 2016 to presentfactForm ADV
← Harte, Michael, FrancisOwnerMEMBER OF THE STRATEGIC COMMITTEE, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← Cuchet, Fabrice, Marie HenriOwnerCHIEF OPERATIONS OFFICER OFCANDRIAM, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← CANDRIAM GROUPOwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 29, 2018 to presentfactForm ADV
← CANDRIAM LUXCO S.A.R.L.OwnerINDIRECT INTEREST HOLDER, ownership code F, foreign entity
Mar 29, 2018 to presentfactForm ADV
← MINORITY SHAREHOLDERSOwnerINDIRECT INTEREST HOLDER, ownership code F, foreign entity
Mar 31, 2021 to presentfactForm ADV
← NEW YORK LIFE INSURANCE COMPANYOwnerINDIRECT INTEREST HOLDER, ownership code E, domestic entity
Oct 20, 2014 to presentfactForm ADV
← NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONALOwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 30, 2020 to presentfactForm ADV
← NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL.OwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 30, 2020 to presentfactForm ADV
← NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLCOwnerINDIRECT INTEREST HOLDER, ownership code E, domestic entity
Mar 30, 2020 to presentfactForm ADV

Owns (1)

← DRUART, GONZAGUE, BRUNO MICHELOwnerGLOBAL HEAD OF COMPLIANCE, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV

Advises (3)

→ CANDRIAM ABSOLUTE RETURN EQUITY MARKET NEUTRALPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ CANDRIAM ABSOLUTE RETURN LONG SHORT DIGITAL EQUITYPrivate fundHedge Fund, IA
Jan 3, 2017 to presentfactForm ADV
→ CANDRIAM ALTERNATIVE EQUITY MARKET NEUTRALPrivate fundHedge Fund, IA, no longer reported
May 24, 2016 to May 13, 2019factForm ADV

Dated events

Occurred
Mar 31, 2021
Control person left
Georges Pierre Ernst (Chairman Of The Effective Management And Chief Operations Officer Of Candriam) no longer on Schedule A of Candriam France S.A.S. (listed 2020-09-24, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) no longer on Schedule A of Candriam France S.A.S. (listed 2020-09-24, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person joined
Marie Henri Fabrice Cuchet (Chief Operations Officer Ofcandriam) appeared on Schedule A of Candriam France S.A.S.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Francis Michael Harte (Member Of The Strategic Committee) appeared on Schedule A of Candriam France S.A.S.
Form ADVobserved 5 days ago
Occurred
May 13, 2019
Control person left
Thomas John Fleurant (Member Of The Strategic Committee) no longer on Schedule A of Candriam France S.A.S. (listed 2019-03-31, absent 2019-05-13)
Form ADVobserved 5 days ago
Occurred
May 13, 2019
Control person joined
Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) appeared on Schedule A of Candriam France S.A.S.
Form ADVobserved 5 days ago
Occurred
Oct 20, 2014
First Form ADV filing
Candriam S.A. (France) filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50fee9c4-e624-74f0-8216-966b255d66a0
First observed: Oct 20, 2014
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANDRIAM FRANCE S.A.S.

CRD 173357

PARIS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50fee9c4-e624-74f0-8216-966b255d66a0

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CANDRIAM ABSOLUTE RETURN EQUITY MARKET NEUTRAL

Hedge Fund

$233M

Aug 31, 2021

Mar 30, 2020

reported

n/a

CANDRIAM ABSOLUTE RETURN LONG SHORT DIGITAL EQUITY

Hedge Fund

$45.2M

Aug 31, 2021

Jan 3, 2017

reported

n/a

CANDRIAM ALTERNATIVE EQUITY MARKET NEUTRAL

Hedge Fund

$26.2M

May 13, 2019

May 24, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABOU-JAOUDE, NAIM, (NMN)

MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF EXECUTIVE OFFICER OF CANDRIAM

yes

03/2007

Oct 20, 2014

Mar 31, 2022

CANDRIAM GROUP

INDIRECT INTEREST HOLDER

yes

02/2014

Mar 29, 2018

Mar 31, 2022

CANDRIAM LUXCO S.A.R.L.

INDIRECT INTEREST HOLDER

yes

09/2014

Mar 29, 2018

Mar 31, 2022

CANDRIAM LUXEMBOURG S.C.A.

SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER

yes

06/1999

Oct 20, 2014

Mar 31, 2022

Cuchet, Fabrice, Marie Henri

CHIEF OPERATIONS OFFICER OFCANDRIAM

yes

01/2021

Mar 31, 2021

Mar 31, 2022

GRADY, JOHN, MICHAEL

MEMBER OF THE STRATEGIC COMMITTEE

yes

02/2014

Oct 20, 2014

Mar 31, 2022

Harte, Michael, Francis

MEMBER OF THE STRATEGIC COMMITTEE

yes

04/2019

Mar 30, 2020

Mar 31, 2022

HUNG, YIE-HSIN, (NMN)

CHAIRMAN OF THE STRATEGIC COMMITTEE

yes

02/2014

Oct 20, 2014

Mar 31, 2022

MALDAGUE, JEAN-YVES, MARIE PIERRE

MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF FINANCIAL OFFICER OF CANDRIAM

yes

05/2009

Oct 20, 2014

Mar 31, 2022

MALLOY, ANTHONY, RAMSEY

DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE

yes

12/2017

Mar 29, 2018

Mar 31, 2022

MINORITY SHAREHOLDERS

INDIRECT INTEREST HOLDER

yes

04/2020

Mar 31, 2021

Mar 31, 2022

NEW YORK LIFE INSURANCE COMPANY

INDIRECT INTEREST HOLDER

yes

02/2014

Oct 20, 2014

Mar 31, 2022

NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL

INDIRECT INTEREST HOLDER

yes

02/2014

Mar 30, 2020

Mar 31, 2022

NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL.

INDIRECT INTEREST HOLDER

yes

02/2014

Mar 30, 2020

Mar 31, 2022

NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC

INDIRECT INTEREST HOLDER

yes

02/2014

Mar 30, 2020

Mar 31, 2022

VEAUX, PIERRE-GUILLAUME, RENE STEPHANE

CHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF LEGAL AND COMPLIANCE OF CANDRIAM

yes

01/2012

Mar 18, 2016

Mar 31, 2022

DRUART, GONZAGUE, BRUNO MICHEL

GLOBAL HEAD OF COMPLIANCE

02/2022

Mar 31, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NYL INVESTORS LLC

n/a

Institutional manager

$329B

yes

n/a

MACKAY SHIELDS LLC

n/a

Other adviser

$160B

yes

n/a

CANDRIAM LUXEMBOURG S.C.A.

n/a

Asset manager

$155B

yes

n/a

CANDRIAM BELGIUM S.A.

n/a

Former SEC adviser

$123B

yes

n/a

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$121B

yes

n/a

APOGEM CAPITAL LLC

n/a

Other adviser

$44B

yes

n/a

EAGLE STRATEGIES LLC

n/a

Bd affiliated wealth

$32B

yes

n/a

AUSBIL INVESTMENT MANAGEMENT LIMITED

n/a

Other adviser

$14B

yes

n/a

INDEXIQ ADVISORS LLC

n/a

Former SEC adviser

$10B

yes

n/a

FLATIRON RR LLC, MANAGER SERIES

n/a

Asset manager

$1.2B

yes

n/a

CANDRIAM SWITZERLAND LLC

n/a

yes

n/a

CIGNA LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

KARTESIA MANAGEMENT SARL

n/a

yes

n/a

LIFE INSURANCE COMPANY OF NORTH AMERICA

n/a

yes

n/a

MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

MACKAY SHIELDS UK LLP

n/a

yes

n/a

NEW YORK LIFE ENTERPRISES LLC

n/a

yes

n/a

NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION

n/a

yes

n/a

NEW YORK LIFE INSURANCE COMPANY

n/a

yes

n/a

NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED

n/a

yes

n/a

NEW YORK LIFE TRUST COMPANY

n/a

yes

n/a

NYLIFE DISTRIBUTORS LLC

n/a

yes

n/a

NYLIFE INSURANCE COMPANY OF ARIZONA

n/a

yes

n/a

NYLIFE SECURITIES LLC

n/a

yes

n/a

NYLINK INSURANCE AGENCY INC.

n/a

yes

n/a

SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V.

n/a

yes

n/a

TRISTAN CAPITAL PARTNERS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$35B

182

$1.0B

2020

Mar 31, 2021

$31B

163

$806M

2019

Mar 30, 2020

$26B

167

$755M

2018

Mar 31, 2019

$23B

167

$671M

2017

Mar 29, 2018

$19B

157

$817M

2016

Mar 31, 2017

$15B

148

n/a

$574M

2015

Mar 18, 2016

$12B

140

n/a

$488M

2014

Mar 26, 2015

$9.4B

133

n/a

$492M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$35B

$31B

9.9%

$23B

14.8%

182

163