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C••••••• B•••••• S•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM over $100B

C••••••• B•••••• S•••

CRD 173155

BRUSSELS

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Search this name across graphsid dfx:ria:155a8460-bb59-1143-5226-00105210def1

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 10
On other graphs: 0
Observed: Oct 20, 2014 to Mar 31, 2022
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $123BItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• B•••• T•••• R•••••	Hedge Fund	$570M	Dec 17, 2014	79	Nov 26, 2014	dropped	n/a
C••••••• Q•••• E••••••• U••	Other Private Fund	$482M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• N•••• ••••	DIRECTOR AND CHIEF EXECUTIVE OFFICER OF C•••••••	Na	yes	03/2007	Oct 20, 2014	Mar 31, 2022
C••••••• G••••	INDIRECT INTEREST HOLDER	E	yes	02/2014	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• I•••••••• L••	n/a	INSTITUTIONAL_M••••••	$329B	N	yes	n/a
M••••• S•••••• L••	n/a	Other adviser	$160B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$123B	$117B	5.2%	$96B	8.6%	281	269	0	0

Relationships

Affiliated with (16)

→ M••••• S•••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ E•••• S••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ I•••••• A••••••• L••Registered adviser

Dated events

Occurred
Mar 31, 2021
Control person joined
M•••• H•••• F•••••• C••••• (Chief Operations Officer Ofcandriam) appeared on Schedule A of C••••••• B•••••• S•••
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Georges Pierre Ernst (Chief Operations Officer Of Candriam) no longer on Schedule A of C••••••• B•••••• S••• (listed 2020-09-24, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Martin Joel Steinberg (Senior Vice President, Interim Chief Financial Officer & Chief Risk Officer) no longer on Schedule A of C••••••• B•••••• S••• (listed 2020-09-24, absent 2021-03-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:155a8460-bb59-1143-5226-00105210def1
First observed: Oct 20, 2014
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (21)

← H•••• Y•••••••• ••••OwnerCHAIRMAN OF THE BOARD OF DIRECTORS AND MEMBER OF THE AUDIT COMMITTEE, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← C••••••• L••••••••• S•••••OwnerMEMBER/DIRECT INTEREST HOLDER, ownership code E, foreign entity
Oct 20, 2014 to presentfactForm ADV
← P••••••• J••••••• S••••OwnerDIRECTOR, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← M•••••• A••••••• R•••••OwnerDIRECTOR AND MEMBER OF THE AUDIT COMMITTEE, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← G••••• J•••• M••••••OwnerDIRECTOR AND MEMBER OF THE AUDIT COMMITTEE, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← A••••••••• N•••• ••••OwnerDIRECTOR AND CHIEF EXECUTIVE OFFICER OF C•••••••, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← M•••••••• J••••••••• M•••• P•••••OwnerCHIEF FINANCIAL OFFICER OF C•••••••, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← H•••••••• V••••••• L••••••OwnerDIRECTOR AND MEMBER OF THE BOARD OF MANAGEMENT OF C••••••• B••••••, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← D• V••••••••• T•••••• M••••OwnerDIRECTOR AND CHAIRMAN OF THE BOARD OF MANAGEMENT OF C••••••• B••••••, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← G•••••• D•••••• G•••••••OwnerINDEPENDENT DIRECTOR AND CHAIRMAN OF THE AUDIT COMMITTEE, ownership code NA, individual
Oct 20, 2014 to presentfactForm ADV
← V•••••••• M•••••• M•••••••••OwnerDIRECTOR AND MEMBER OF THE BOARD OF MANAGEMENT OF C•••••••, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV
← V••••• P••••••••• R••• S•••••••OwnerCHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF LEGAL AND COMPLIANCE OF C•••••••, ownership code NA, individual
Mar 18, 2016 to presentfactForm ADV
← L••••••• K•••• C•••••••••OwnerDIRECTOR, ownership code NA, individual
Apr 2, 2019 to presentfactForm ADV
← H••••• M••••••• F••••••OwnerDIRECTOR AND MEMBER OF THE AUDIT COMMITTEE, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← C•••••• F••••••• M•••• H••••OwnerCHIEF OPERATIONS OFFICER OFC•••••••, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← C••••••• G••••OwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 29, 2018 to presentfactForm ADV
← M••••••• S•••••••••OwnerINDIRECT INTEREST HOLDER, ownership code F, foreign entity
Mar 31, 2021 to presentfactForm ADV
← N•• Y••• L••• I•••••••• C••••••OwnerINDIRECT INTEREST HOLDER, ownership code E, domestic entity
Oct 20, 2014 to presentfactForm ADV
← N•• Y••• L••• I••••••••• M••••••••• H••••••• I• I•••••••••OwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 30, 2020 to presentfactForm ADV
← N•• Y••• L••• I••••••••• M••••••••• H••••••• I•••••••••OwnerINDIRECT INTEREST HOLDER, ownership code E, foreign entity
Mar 30, 2020 to presentfactForm ADV
← N•• Y••• L••• I••••••••• M••••••••• H••••••• L••OwnerINDIRECT INTEREST HOLDER, ownership code E, domestic entity
Mar 30, 2020 to presentfactForm ADV