DFX Intelligence

D••••••• S•••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

D••••••• S•••• W•••••••••

Advisor at M••••••

Bloomfield Hills, MI

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Search this name across graphsid dfx:ria:6e4fd1e7-c39e-c730-10b0-6dbd67c495dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 12, 2024	n/a	yes	Bloomfield Hills, MI	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	May 16, 2019	Feb 13, 2024	no	Troy, MI\|AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	M••••••	Feb 13, 2024	Mar 12, 2024	28	Firm change	RIA to ibd
P•••••• W••••• A••••••• G••••	P•••••• G•••••••• A••••••• G••••• L••	Apr 23, 2019	Feb 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
171405:158718:MI:2016-12-31	Dec 31, 2016	Nov 17, 2016	TROY, MI	Firm change after gap

Relationships

Registered with (8)

→ M••••••Registered adviserregistration: current employment
Mar 12, 2024 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
May 16, 2019 to Feb 13, 2024factForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Nov 17, 2016 to Apr 23, 2019factForm ADV
→ P•••••• G•••••••• A••••••• G••••• L••

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
D••••••• S•••• W••••••••• left S•••••• F•••••••• G••••• L••••• for Mariner (registered 2024-03-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e4fd1e7-c39e-c730-10b0-6dbd67c495dc
First observed: Dec 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.