DFX Intelligence

R••• M•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industrynot currently registered

R••• M•••••• F•••••••

Advisor at T••••• F•••••••• G••••• I•••

PACE, FL | Lewes, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d28d76f3-f693-b229-cb19-608e9dd8b242

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 19, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F•••••••• G••••• I•••	Independent wealth	Jul 31, 2024	n/a	yes	Lewes, DE\|PACE, FL	Current employment
S•• F••••••••• L••	Independent wealth	Apr 18, 2024	Aug 5, 2024	no	Lewes, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• F•••••••• A••••••• S••••••• L••	S•• F••••••••• L••	Jan 30, 2025	Apr 18, 2024	-287	Firm change after gap	Ibd to RIA
S•• F••••••••• L••	T••••• F•••••••• G••••• I•••	Aug 5, 2024	Jul 31, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
158023:134204:DE:2024-08-05	Aug 5, 2024	Jul 31, 2024	LEWES, DE	Firm change

Relationships

Registered with (6)

→ T••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
May 29, 2020 to Jan 30, 2025factForm ADV
→ S•• F••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2024 to Aug 5, 2024factForm ADV
→ I••••••••• P••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 30, 2025
Advisor changed firm
R••• M•••••• F••••••• left I• F•••••••• A••••••• S••••••• L•• for S•• F••••••••• L•• (registered 2024-04-18)
Form ADVobserved 7 days ago
Occurred
Aug 5, 2024
Advisor changed firm
R••• M•••••• F••••••• left S•• F••••••••• L•• for T••••• F•••••••• G••••• I••• (registered 2024-07-31)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
R••• M•••••• F••••••• no longer holds an investment adviser registration (last listed at T••••• F•••••••• G••••• I••• on the 2026-09-17 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d28d76f3-f693-b229-cb19-608e9dd8b242
First observed: Jun 19, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.