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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

BRIAN GLAS

Advisor at NOBLE FAMILY WEALTH

CLEARWATER, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOBLE FAMILY WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Sep 29, 2003
First registration: Oct 27, 2003
Dual registered: no
Other names: BRIAN D. GLAS
IAPD individual key: 4689488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOBLE FAMILY WEALTH	Independent wealth	Jun 29, 2021	n/a	yes	CLEARWATER, FL	Current employment
BOSTON ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 2, 2011	Nov 20, 2013	no	CLEARWATER, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 22, 2006	Dec 8, 2010	no	WESLEY CHAPEL, FL\|TAMPA, FL	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Feb 21, 2006	Dec 1, 2006	no	ST. PETERSBURG, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 27, 2003	Feb 24, 2006	no	ST PETERSBURG, FL\|SAINT PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOSTON ASSET MANAGEMENT, INC.	NOBLE FAMILY WEALTH	Nov 20, 2013	Jun 29, 2021	2,778	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BOSTON ASSET MANAGEMENT, INC.	Dec 8, 2010	Feb 2, 2011	56	Firm change	Other
RBC CAPITAL MARKETS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 1, 2006	Nov 22, 2006	-9	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Feb 24, 2006	Feb 21, 2006	-3	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ NOBLE FAMILY WEALTHRegistered adviserregistration: current employment
Jun 29, 2021 to presentfactForm ADV
→ BOSTON ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 2, 2011 to Nov 20, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 22, 2006 to Dec 8, 2010factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Feb 21, 2006 to Dec 1, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 27, 2003 to Feb 24, 2006factForm ADV

Dated events

No dated event names this entity yet.