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RIA / WealthAdvisor36 years in industry

STEVEN SCHOENFELD

Advisor at THE RICE PARTNERSHIP, LLC

HONOLULU, HI | SAN LUIS OBISPO, CA

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Search this name across graphsid dfx:ria:6f5478f7-9ed6-5bc6-df61-b55fc1567443

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE RICE PARTNERSHIP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S63|S66
First exam: May 8, 1990
First registration: May 24, 2005
Dual registered: no
Other names: STEVEN SCHOENFELD|STEVEN MARK SCHOENFELD|STEVEN M SCHOENFELD
IAPD individual key: 1893449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHJAR INVESTMENT ADVISORY, LLC	Independent wealth	Aug 22, 2024	n/a	yes	HONOLULU, HI\|SAN LUIS OBISPO, CA	Current employment
THE RICE PARTNERSHIP, LLC	Independent wealth	Aug 22, 2024	n/a	yes	SAN LUIS OBISPO, CA\|HONOLULU, HI	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 2022	Feb 3, 2023	no	Jersey City, NJ\|San Diego, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 4, 2011	Jul 18, 2017	no	FORT WORTH, TX\|SAN DIEGO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 4, 2011	Oct 14, 2022	no	FORT WORTH, TX\|JERSEY CITY, NJ\|FORT WORTH, TX\|Westlake, TX\|Westlake, TX\|SAN DIEGO, CA\|Westlake, TX\|SAN DIEGO, CA\|JERSEY CITY, NJ\|Jersey City, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 17, 2009	Feb 16, 2011	no	DENVER, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 24, 2005	Aug 22, 2008	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	THE RICE PARTNERSHIP, LLC	Feb 3, 2023	Aug 22, 2024	566	Firm change after gap	Ibd to RIA
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Oct 4, 2022	-10	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 18, 2017	Mar 4, 2011	-2,328	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 16, 2011	Mar 4, 2011	16	Firm change	Other
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 22, 2008	Nov 17, 2009	452	Firm change after gap	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:5393:NJ:2022-10-14	Oct 14, 2022	Oct 4, 2022	JERSEY CITY, NJ	Firm change
111514:7870:CA:2017-07-18	Jul 18, 2017	Mar 4, 2011	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ THE RICE PARTNERSHIP, LLCRegistered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ WEALTHJAR INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 4, 2022 to Feb 3, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 4, 2011 to Oct 14, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 4, 2011 to Jul 18, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 17, 2009 to Feb 16, 2011factForm ADV

Dated events

Occurred
Feb 3, 2023
Advisor changed firm
Steven Schoenfeld left Charles Schwab & Co., Inc. for The Rice Partnership, Llc (registered 2024-08-22)
Form ADVobserved 6 days ago