DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• S•••••••••

T•• R••• P••••••••• L••independent RIAHonolulu, Hi IA-onlyIAPD 1893449

Feed of 09/15/2026

Also filed as S••••• S•••••••••

At current firm

2 y

since Aug 22, 2024

In the industry

36 y

since May 8, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: steve@thericepartnership.comreportedthericepartnership.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

T•• R••• P••••••••• L•• independent RIA current
since Aug 22, 2024 · San Luis Obispo, Ca
W•••••••• I••••••••• A•••••••• L•• independent RIA current
since Aug 22, 2024 · Honolulu, Hi
C•••••• S••••• • C••• I••• national BD
Oct 4, 2022 to Feb 3, 2023 · Jersey City, Nj
T• A••••••••• I••• former
Mar 4, 2011 to Oct 14, 2022 · Fort Worth, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 4, 2011 to Jul 18, 2017 · Fort Worth, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 17, 2009 to Feb 16, 2011 · Denver, Co
C•••••• S••••• • C••• I••• national BD
May 24, 2005 to Aug 22, 2008 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to T•• R••• P••••••••• L••
left Feb 3, 2023, registered Aug 22, 2024 (566 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Oct 4, 2022 (-10 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jul 18, 2017, registered Mar 4, 2011 (-2328 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 16, 2011, registered Mar 4, 2011 (16 days) · Other
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 22, 2008, registered Nov 17, 2009 (452 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••••• S••••••••• left C•••••• S••••• • C••• I••• for T•• R••• P••••••••• L•• (registered 2024-08-22)
Feb 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address