DFX Intelligence

K•••• S•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

K•••• S•••• G•••

Advisor at A••••••• W••••• M••••••••• L••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f78e658-e166-f4fb-8623-f077930e29a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Jun 23, 2026	n/a	yes	DALLAS, TX	Current employment
A••••••• S••••••• N••••••	Independent wealth	Jan 9, 2026	Jul 1, 2026	no	ATLANTA, GA\|Frisco, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	A••••••• W••••• M••••••••• L••	Jul 1, 2026	Jun 23, 2026	-8	Firm change	RIA to RIA
V••••••• C•••••• L••	A••••••• S••••••• N••••••	Jan 28, 2026	Jan 9, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
146051:330923:TX:2026-07-01	Jul 1, 2026	Jun 23, 2026	DALLAS, TX	Firm change
289863:304272:MN:2019-12-10	Dec 10, 2019	Jul 16, 2019	BURNSVILLE, MN	Firm change after gap
106693:289863:TX:2018-11-14	Nov 14, 2018	Nov 15, 2018	DALLAS, TX	Firm change

Relationships

Registered with (7)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Jan 9, 2026 to Jul 1, 2026factForm ADV
→ V••••••• C•••••• L••Registered adviserregistration: previous registration
Jul 16, 2019 to Jan 28, 2026factForm ADV
→ F••••••• L••

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f78e658-e166-f4fb-8623-f077930e29a4
First observed: Feb 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.