DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• S•••• G•••

A••••••• W••••• M••••••••• L••independent RIADallas, TxIA-onlyIAPD 4609337

Feed of 09/14/2026

At current firm

0 y

since Jun 23, 2026

In the industry

23 y

since Feb 10, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• M••••••••• L•• independent RIA current
since Jun 23, 2026 · Dallas, Tx
A••••••• S••••••• N•••••• independent RIA
Jan 9, 2026 to Jul 1, 2026 · Atlanta, Ga
V••••••• C•••••• L•• independent RIA
Jul 16, 2019 to Jan 28, 2026 · Atlanta, Ga
F••••••• L•• former
Nov 15, 2018 to Dec 10, 2019 · Dallas, Tx
G•••••• S•••• W••••• S•••••••• L••• BD affiliated
Aug 16, 2006 to Nov 14, 2018 · Dallas, Tx
R•• C•••••• M••••••• L•• national BD
Dec 14, 2004 to Apr 28, 2006 · Plano, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 11, 2003 to Jan 16, 2004 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••• S••••••• N•••••• to A••••••• W••••• M••••••••• L••
left Jul 1, 2026, registered Jun 23, 2026 (-8 days) · RIA to RIA · moved with a team
V••••••• C•••••• L•• to A••••••• S••••••• N••••••
left Jan 28, 2026, registered Jan 9, 2026 (-19 days) · RIA to RIA
F••••••• L•• to V••••••• C•••••• L••
left Dec 10, 2019, registered Jul 16, 2019 (-147 days) · RIA to a newly registered adviser · moved with a team
G•••••• S•••• W••••• S•••••••• L••• to F••••••• L••
left Nov 14, 2018, registered Nov 15, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
R•• C•••••• M••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••
left Apr 28, 2006, registered Aug 16, 2006 (110 days) · Other
A••••••••• F•••••••• S•••••••• L•• to R•• C•••••• M••••••• L••
left Jan 16, 2004, registered Dec 14, 2004 (333 days) · Affiliated broker-dealer or bank to another

Signals

K•••• S•••• G••• left A••••••• S••••••• N•••••• for A••••••• W••••• M••••••••• L•• (registered 2026-06-23)
Jul 1, 2026 · Advisor changed firm · fact
K•••• S•••• G••• left V••••••• C•••••• L•• for A••••••• S••••••• N•••••• (registered 2026-01-09)
Jan 28, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address