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RIA / WealthAdvisorCertified Financial Planner21 years in industry

JOSEPH QUERY

Advisor at INDEPENDENCE WEALTH ADVISORS, LLC

INDEPENDENCE, OH

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Search this name across graphsid dfx:ria:6fae96ef-8c83-d011-d289-d237d8fe0967

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENCE WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 27, 2005
First registration: Jun 29, 2005
Dual registered: no
Other names: JOSEPH RANDOLPH QUERY|JOSEPH RANDOLPH QUERY IV|JAY QUERY|JOSEPH RANDOLPH QUERY IV|JOSEPH RANDOLPH QUERY
IAPD individual key: 4952284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENCE WEALTH ADVISORS, LLC	Independent wealth	May 14, 2020	n/a	yes	INDEPENDENCE, OH	Current employment
STRATEGIC WEALTH PARTNERS, LTD.	Independent wealth	Jan 14, 2016	Feb 11, 2022	no	INDEPENDENCE, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 9, 2013	Feb 5, 2015	no	BEACHWOOD, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 9, 2013	Feb 5, 2015	no	Orange Village, OH	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 17, 2008	Jan 3, 2013	no	MIDDLEFIELD, OH\|CHARDON, OH\|CLEVELAND, OH\|EUCLID, OH\|EUCLID, OH\|RICHMOND HEIGHTS, OH\|MAYFIELD HEIGHTS, OH\|MAYFIELD VILLAGE, OH\|EASTLAKE, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 4, 2007	Sep 11, 2008	no	MAPLE HEIGHTS, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND HTS., OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 5, 2006	Aug 29, 2007	no	CHAGRIN FALLS, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 29, 2005	Jun 7, 2006	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC WEALTH PARTNERS, LTD.	INDEPENDENCE WEALTH ADVISORS, LLC	Feb 11, 2022	May 14, 2020	-638	Firm change after gap	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	STRATEGIC WEALTH PARTNERS, LTD.	Feb 5, 2015	Jan 14, 2016	343	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 5, 2015	Jan 9, 2013	-757	Channel change	Other
CITIZENS SECURITIES, INC.	TD AMERITRADE, INC.	Jan 3, 2013	Jan 9, 2013	6	Firm change	Other
FIFTH THIRD SECURITIES, INC.	CITIZENS SECURITIES, INC.	Sep 11, 2008	Sep 17, 2008	6	Firm change	Other
NATCITY INVESTMENTS, INC.	FIFTH THIRD SECURITIES, INC.	Aug 29, 2007	Sep 4, 2007	6	Firm change	Other
MORGAN STANLEY DW INC.	NATCITY INVESTMENTS, INC.	Jun 7, 2006	Jul 5, 2006	28	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
148586:306236:OH:2022-02-11	Feb 11, 2022	May 14, 2020	INDEPENDENCE, OH	Firm change after gap

Relationships

Registered with (8)

→ INDEPENDENCE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
May 14, 2020 to presentfactForm ADV
→ STRATEGIC WEALTH PARTNERS, LTD.Registered adviserregistration: previous registration
Jan 14, 2016 to Feb 11, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2013 to Feb 5, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 9, 2013 to Feb 5, 2015factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 17, 2008 to Jan 3, 2013factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 4, 2007 to Sep 11, 2008factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 5, 2006 to Aug 29, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 29, 2005 to Jun 7, 2006factForm ADV

Dated events

Occurred
Feb 11, 2022
Advisor changed firm
Joseph Query left Strategic Wealth Partners, Ltd. for Independence Wealth Advisors, Llc (registered 2020-05-14)
Form ADVobserved 6 days ago