DFX Intelligence

R•••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

R•••• M•••••• S••••••

Advisor at C•••••••••

Boston, MA | WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:6fc1827d-7462-235a-2490-0b505956e4c0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••••	Independent wealth	Dec 10, 2024	n/a	yes	WALNUT CREEK, CA\|Boston, MA	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Feb 7, 2020	Nov 4, 2024	no	Scituate, MA\|NEW Y•••, NY\|Scituate, MA\|Cohasset, MA\|Scituate, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	C•••••••••	Nov 4, 2024	Dec 10, 2024	36	Firm change	Other
B•• M••••• S••••••••• C•••••••••	N•• Y••• L••• I••••••••• M••••••••• L••	Jan 18, 2018	Feb 7, 2020

Relationships

Registered with (4)

→ C•••••••••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 7, 2020 to Nov 4, 2024factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 27, 2015 to Jan 18, 2018factForm ADV
→ E•••• V•••• M•••••••••

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fc1827d-7462-235a-2490-0b505956e4c0
First observed: Sep 23, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.