RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••••• independent RIA currentsince Dec 10, 2024 · Walnut Creek, Ca
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerFeb 7, 2020 to Nov 4, 2024 · Scituate, Ma
- B•• M••••• S••••••••• C••••••••• otherFeb 27, 2015 to Jan 18, 2018 · Boston, Ma
- E•••• V•••• M••••••••• asset managerSep 23, 2013 to Feb 5, 2015 · Boston, Ma
- N•• Y••• L••• I••••••••• M••••••••• L•• to C•••••••••left Nov 4, 2024, registered Dec 10, 2024 (36 days) · Other
- B•• M••••• S••••••••• C••••••••• to N•• Y••• L••• I••••••••• M••••••••• L••left Jan 18, 2018, registered Feb 7, 2020 (750 days) · Other
- E•••• V•••• M••••••••• to B•• M••••• S••••••••• C•••••••••left Feb 5, 2015, registered Feb 27, 2015 (22 days) · Other
- R•••• M•••••• S•••••• left N•• Y••• L••• I••••••••• M••••••••• L•• for Concentric (registered 2024-12-10)Nov 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address