DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
GARDEN CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 30, 2021 | n/a | yes | GARDEN CITY, NY | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Feb 6, 2015 | Mar 24, 2021 | no | GARDEN CITY, NY|WILLISTON PARK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Mar 24, 2021 | Mar 30, 2021 | 6 | Firm change | Wirehouse to wirehouse |
| A••••••••• F•••••••• S•••••••• L•• | J••• M••••• S••••••••• L•• | Feb 10, 2015 | Feb 6, 2015 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Feb 10, 2015 | no | MELVILLE, NY | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Apr 8, 2009 | Oct 5, 2009 | no | MELVILLE, NY | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Oct 3, 2006 | Apr 2, 2009 | no | MELVILLE, NY | Previous registration |
| -4 |
| Firm change |
| Ibd to wirehouse |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| O••••••••• • C•• I••• | A••••••••• A•••••• S•••••••• I••• | Apr 2, 2009 | Apr 8, 2009 | 6 | Firm change | Other |