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Registered advisor
G•••••• F••••••••
Feed of 09/14/2026
Also filed as G•••••• F••••••••
At current firm
5 y
since Mar 30, 2021
In the industry
35 y
since Sep 4, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 30, 2021 · Garden City, Ny
- J••• M••••• S••••••••• L•• wirehouseFeb 6, 2015 to Mar 24, 2021 · Garden City, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Feb 10, 2015 · Melville, Ny
- A••••••••• A•••••• S•••••••• I••• unclassifiedApr 8, 2009 to Oct 5, 2009 · Melville, Ny
- O••••••••• • C•• I••• BD affiliatedOct 3, 2006 to Apr 2, 2009 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 24, 2021, registered Mar 30, 2021 (6 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Feb 10, 2015, registered Feb 6, 2015 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to A••••••••• A•••••• S•••••••• I•••left Apr 2, 2009, registered Apr 8, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address