DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Jacob William Lieberman

Advisor at GUGGENHEIM INVESTMENTS

Cumming , GA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fff1b41-7a5b-c70e-c528-cd8d70e1e64f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUGGENHEIM INVESTMENTS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 20, 2014
First registration: Nov 24, 2014
Dual registered: yes, broker-dealer
Other names: Jacob Lieberman|JACOB WILLIAM LIEBERMAN
IAPD individual key: 6385901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUGGENHEIM INVESTMENTS	Asset manager	Aug 17, 2026	n/a	yes	Cumming , GA\|NEW YORK, NY	Current employment
PROSHARE ADVISORS LLC	Asset manager	Sep 11, 2024	Aug 10, 2026	no	Cumming, GA\|BETHESDA, MD	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 7, 2020	Jul 31, 2024	no	ATLANTA, GA\|Cumming, GA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 16, 2017	Dec 26, 2019	no	ROCHESTER HILLS, MI\|ROCHESTER HILLS, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 24, 2014	Aug 17, 2017	no	BLOOMFIELD HILLS, MI\|BLOOMFIELD HILLS, MI\|BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSHARE ADVISORS LLC	GUGGENHEIM INVESTMENTS	Aug 10, 2026	Aug 17, 2026	7	Firm change	Other
INVESCO ADVISERS, INC.	PROSHARE ADVISORS LLC	Jul 31, 2024	Sep 11, 2024	42	Firm change	Other
J.P. MORGAN SECURITIES LLC	INVESCO ADVISERS, INC.	Dec 26, 2019	Jan 7, 2020	12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Aug 17, 2017	Oct 16, 2017	60	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ PROSHARE ADVISORS LLCRegistered adviserregistration: previous registration
Sep 11, 2024 to Aug 10, 2026factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 7, 2020 to Jul 31, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 16, 2017 to Dec 26, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 24, 2014 to Aug 17, 2017factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Jacob William Lieberman left Proshare Advisors Llc for Guggenheim Investments (registered 2026-08-17)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Jacob William Lieberman left Invesco Advisers, Inc. for Proshare Advisors Llc (registered 2024-09-11)
Form ADVobserved 4 days ago