DFX Intelligence

C••••••••• A•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• A•••• P•••••••

Advisor at K•• I••••••••• S••••••• L••

BROOKLYN, OH | Colorado Springs, CO

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Search this name across graphsid dfx:ria:703b0869-8254-9708-a751-7ce438ae6436

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	BROOKLYN, OH\|Colorado Springs, CO	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Sep 13, 2024	Jun 2, 2025	no	Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	K•• I••••••••• S••••••• L••	Jun 2, 2025	Mar 31, 2026	302	Firm change	Other
F•••••••• G••••• I••••••••• M••••••••• C••••	T• R••• P•••• A••••••••• I•••	Jan 29, 2024	Sep 13, 2024

Relationships

Registered with (6)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2024 to Jun 2, 2025factForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 17, 2020 to Jan 29, 2024factForm ADV
→ F•••••••• G••••• I••••••••• M••••••••• C••••

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:703b0869-8254-9708-a751-7ce438ae6436
First observed: Aug 17, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.