DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• A•••• P•••••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 7222213

Feed of 09/15/2026

Also filed as C••••••••• A•••• P•••••••

At current firm

0 y

since Mar 31, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Mar 31, 2026 · Brooklyn, Oh
T• R••• P•••• A••••••••• I••• asset manager
Sep 13, 2024 to Jun 2, 2025 · Colorado Springs, Co
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Aug 13, 2021 to Jan 29, 2024 · Clark, Pa
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Sep 15, 2020 to Jan 29, 2024 · Clark, Pa
F•••••••• I••••••••• C••••••••• institutional
Aug 17, 2020 to Jan 29, 2024 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Aug 17, 2020 to Jan 29, 2024 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

T• R••• P•••• A••••••••• I••• to K•• I••••••••• S••••••• L••
left Jun 2, 2025, registered Mar 31, 2026 (302 days) · Other
F•••••••• G••••• I••••••••• M••••••••• C•••• to T• R••• P•••• A••••••••• I•••
left Jan 29, 2024, registered Sep 13, 2024 (228 days) · Other
F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••
left Jan 29, 2024, registered Aug 17, 2020 (-1260 days) · channel change inside one enterprise, not a move
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Jan 29, 2024, registered Aug 13, 2021 (-899 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Jan 29, 2024, registered Sep 15, 2020 (-1231 days) · channel change inside one enterprise, not a move

Signals

C••••••••• A•••• P••••••• left T• R••• P•••• A••••••••• I••• for K•• I••••••••• S••••••• L•• (registered 2026-03-31)
Jun 2, 2025 · Advisor changed firm · fact
C••••••••• A•••• P••••••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for T• R••• P•••• A••••••••• I••• (registered 2024-09-13)
Jan 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address