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Advisor at ADVISORY SERVICES NETWORK
ATLANTA, GA | Roswell, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Dec 12, 2022 | n/a | yes | Roswell, GA|ATLANTA, GA | Current employment |
| ROSWELL ASSET ADVISORS LLC | n/a | Feb 9, 2017 | Mar 21, 2023 | no | WOODSTOCK, GA | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Jul 31, 2015 | Sep 8, 2015 | no | MARIETTA, GA|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Aug 9, 2013 | Sep 8, 2015 | no | OVERLAND PARK, KS|MARIETTA, GA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 31, 2012 | Jul 16, 2013 | no | ARLINGTON, VA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 20, 2011 | Jul 26, 2012 | no | TRUMBULL, CT | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 28, 2010 | May 20, 2011 | no | NORWALK, CT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 23, 2004 | Jun 1, 2010 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROSWELL ASSET ADVISORS LLC | ADVISORY SERVICES NETWORK | Mar 21, 2023 | Dec 12, 2022 | -99 | Firm change after gap | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 8, 2015 | Jul 31, 2015 | -39 | Channel change | Other |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | ROSWELL ASSET ADVISORS LLC | Sep 8, 2015 | Feb 9, 2017 | 520 | Firm change after gap | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | THE MUTUAL FUND STORE | Jul 16, 2013 | Aug 9, 2013 | 24 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Jul 26, 2012 | Jul 31, 2012 | 5 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 20, 2011 | May 20, 2011 | 0 | Firm change | Other |
| STRATEGIC ADVISERS LLC | PRINCIPAL SECURITIES, INC. | Jun 1, 2010 | Jun 28, 2010 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159152:109238:GA:2015-09-08 | Sep 8, 2015 | Jul 31, 2015 | MARIETTA, GA | Firm change after gap |