DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laurence Edward Martin
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Larry E Martin
At current firm
3 y
since Dec 12, 2022
In the industry
30 y
since Jun 17, 1996 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Dec 12, 2022 · Roswell, Ga
- Roswell Asset Advisors LLC unclassifiedFeb 9, 2017 to Mar 21, 2023 · Woodstock, Ga
- Financial Engines Advisor Center, LLC formerJul 31, 2015 to Sep 8, 2015 · Marietta, Ga
- The Mutual Fund Store formerAug 9, 2013 to Sep 8, 2015 · Overland Park, Ks
- E*Trade Capital Management, LLC formerJul 31, 2012 to Jul 16, 2013 · Arlington, Va
- Cambridge Investment Research Advisors, Inc. BD affiliatedMay 20, 2011 to Jul 26, 2012 · Trumbull, Ct
- Principal Securities, Inc. BD affiliatedJun 28, 2010 to May 20, 2011 · Norwalk, Ct
- Strategic Advisers LLC national BDFeb 23, 2004 to Jun 1, 2010 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- Roswell Asset Advisors LLC to Advisory Services Networkleft Mar 21, 2023, registered Dec 12, 2022 (-99 days) · Other
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Sep 8, 2015, registered Jul 31, 2015 (-39 days) · channel change inside one enterprise, not a move · moved with a team
- Financial Engines Advisor Center, LLC to Roswell Asset Advisors LLCleft Sep 8, 2015, registered Feb 9, 2017 (520 days) · Other
- E*Trade Capital Management, LLC to The Mutual Fund Storeleft Jul 16, 2013, registered Aug 9, 2013 (24 days) · Other
- Cambridge Investment Research Advisors, Inc. to E*Trade Capital Management, LLCleft Jul 26, 2012, registered Jul 31, 2012 (5 days) · Other
- Principal Securities, Inc. to Cambridge Investment Research Advisors, Inc.left May 20, 2011, registered May 20, 2011 (0 days) · Other
- Strategic Advisers LLC to Principal Securities, Inc.left Jun 1, 2010, registered Jun 28, 2010 (27 days) · Other
Signals
- Laurence Edward Martin left Roswell Asset Advisors Llc for Advisory Services Network (registered 2022-12-12)Mar 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address