DFX Intelligence
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Reading the graph
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Advisor at R••••••• A•••••••• L••
Pittsburgh, PA | SOMERVILLE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••• A•••••••• L•• | Other adviser | Dec 3, 2024 | n/a | yes | SOMERVILLE, NJ|Pittsburgh, PA | Current employment |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Nov 11, 2019 | Oct 13, 2025 | no | Pittsburgh, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | R••••••• A•••••••• L•• | Oct 13, 2025 | Dec 3, 2024 | -314 | Firm change after gap | Other |
| P•••• S••••••••• L•• | L••• S••••• A•••••••• L•• | Sep 3, 2019 | Nov 11, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 167610:173760:PA:2025-10-13 | Oct 13, 2025 | Dec 3, 2024 | P•••SBURGH, PA | Firm change after gap |
| 108361:281385:PA:2015-12-31 | Dec 31, 2015 | Sep 25, 2015 | P•••SBURGH, PA | Firm change after gap |
| P•••• S••••••••• L•• | No RAUM reported | Jul 30, 2019 | Sep 3, 2019 | no | Canonsburg, PA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 25, 2018 | Mar 12, 2019 | no | P•••SBURGH, PA|Pittsburgh, PA|BOSTON, MA | Previous registration |
| F••• P••• C•••••• G••••• L•• | Former SEC adviser | Sep 25, 2015 | Apr 16, 2018 | no | P•••SBURGH, PA | Previous registration |
| F••• P••• C•••••• G•••• I•• | Former SEC adviser | Dec 1, 2004 | Dec 31, 2015 | no | P•••SBURGH, PA | Previous registration |
| 69 |
| Firm change |
| Ibd to ibd |
| C••••••• S••••••••• I••• | P•••• S••••••••• L•• | Mar 12, 2019 | Jul 30, 2019 | 140 | Firm change | Ibd to ibd |
| F••• P••• C•••••• G••••• L•• | C••••••• S••••••••• I••• | Apr 16, 2018 | Apr 25, 2018 | 9 | Firm change | RIA to ibd |
| F••• P••• C•••••• G•••• I•• | F••• P••• C•••••• G••••• L•• | Dec 31, 2015 | Sep 25, 2015 | -97 | Channel change | Other |