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RIA / WealthAdvisorCertified Financial Planner10 years in industry

CODY R MCCALLUM

Advisor at BALLENTINE PARTNERS

Waltham, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7100ac9b-98e6-b6c0-be2d-8fa6ee797955

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BALLENTINE PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 19, 2016
First registration: Apr 30, 2018
Dual registered: no
Other names: CODY R MCCALLUM|Cody Ross McCallum
IAPD individual key: 6503730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BALLENTINE PARTNERS	Independent wealth	May 1, 2026	n/a	yes	Waltham, MA	Current employment
SCS CAPITAL MANAGEMENT LLC	Independent wealth	Mar 3, 2025	Mar 30, 2026	no	BOSTON, MA	Previous registration
LAKE STREET ADVISORS	Former SEC adviser	Jun 28, 2024	Mar 11, 2025	no	PORTSMOUTH, NH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 16, 2018	Jun 7, 2024	no	BOSTON, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Apr 30, 2018	Jul 16, 2018	no	Andover, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCS CAPITAL MANAGEMENT LLC	BALLENTINE PARTNERS	Mar 30, 2026	May 1, 2026	32	Firm change	RIA to RIA
LAKE STREET ADVISORS	SCS CAPITAL MANAGEMENT LLC	Mar 11, 2025	Mar 3, 2025	-8	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	LAKE STREET ADVISORS	Jun 7, 2024	Jun 28, 2024	21	Firm change	Wirehouse to RIA
PUTNAM INVESTMENT MANAGEMENT, LLC	UBS FINANCIAL SERVICES INC.	Jul 16, 2018	Aug 16, 2018	31	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288300:122258:NH:2025-03-11	Mar 11, 2025	Mar 3, 2025	PORTSMOUTH, NH	Firm change

Relationships

Registered with (5)

→ BALLENTINE PARTNERSRegistered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ SCS CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 3, 2025 to Mar 30, 2026factForm ADV
→ LAKE STREET ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2024 to Mar 11, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 16, 2018 to Jun 7, 2024factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 30, 2018 to Jul 16, 2018factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
Cody R Mccallum left Scs Capital Management Llc for Ballentine Partners (registered 2026-05-01)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Cody R Mccallum left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 5 days ago
Occurred
Jun 7, 2024
Advisor changed firm
Cody R Mccallum left Ubs Financial Services Inc. for Lake Street Advisors (registered 2024-06-28)
Form ADVobserved 5 days ago