DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• R• M•••••••

B••••••••• P•••••••independent RIAWaltham, MaIA-onlyIAPD 6503730

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••• R• M•••••••

At current firm

0 y

since May 1, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Client Advisorreportedballentinepartners.comfirm site, Sep 15, 2026
Designations: CFPreportedballentinepartners.comas printed on the bio page, Sep 16, 2026
Professional profile: ballentinepartners.com/team/cody-mccallumreportedballentinepartners.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

B••••••••• P••••••• independent RIA current
since May 1, 2026 · Waltham, Ma
S•• C•••••• M••••••••• L•• independent RIA
Mar 3, 2025 to Mar 30, 2026 · Boston, Ma
L••• S••••• A••••••• former
Jun 28, 2024 to Mar 11, 2025 · Portsmouth, Nh
U•• F•••••••• S••••••• I••• wirehouse
Aug 16, 2018 to Jun 7, 2024 · Boston, Ma
P••••• I••••••••• M••••••••• L•• asset manager
Apr 30, 2018 to Jul 16, 2018 · Andover, Ma

Moves

a registration end followed by a registration begin elsewhere

S•• C•••••• M••••••••• L•• to B••••••••• P•••••••
left Mar 30, 2026, registered May 1, 2026 (32 days) · RIA to RIA
L••• S••••• A••••••• to S•• C•••••• M••••••••• L••
left Mar 11, 2025, registered Mar 3, 2025 (-8 days) · RIA to RIA · moved with a team
U•• F•••••••• S••••••• I••• to L••• S••••• A•••••••
left Jun 7, 2024, registered Jun 28, 2024 (21 days) · Wirehouse to independent RIA
P••••• I••••••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••
left Jul 16, 2018, registered Aug 16, 2018 (31 days) · Other

Signals

C••• R• M••••••• left S•• C•••••• M••••••••• L•• for B••••••••• P••••••• (registered 2026-05-01)
Mar 30, 2026 · Advisor changed firm · fact
C••• R• M••••••• left L••• S••••• A••••••• for S•• C•••••• M••••••••• L•• (registered 2025-03-03)
Mar 11, 2025 · Advisor changed firm · fact
C••• R• M••••••• left U•• F•••••••• S••••••• I••• for L••• S••••• A••••••• (registered 2024-06-28)
Jun 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address