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RIA / WealthAdvisor24 years in industry

THOMAS JUDE SEMMES HUGHS

Advisor at SMITH SECURITIES LLC

COVINGTON, LA

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Search this name across graphsid dfx:ria:715091b3-d2a6-a14d-a67b-0b81c53c1899

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMITH SECURITIES LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 31, 2002
First registration: Jul 9, 2010
Dual registered: no
Other names: SEMMES HUGHS|THOMAS JUDE SEMMES HUGHS|THOMAS JUDE SEMMES HUGHS|Thomas J Semmes Hughs|T.J. Semmes Hughs
IAPD individual key: 1250491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH SECURITIES LLC	State registered	Jan 7, 2026	n/a	yes	COVINGTON, LA	Current employment
CONSORTIUM PRIVATE WEALTH LLC	Former SEC adviser	Jan 18, 2024	Dec 9, 2025	no	SLIDELL, LA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 17, 2019	May 5, 2020	no	Metairie, LA\|Madisonville, LA	Previous registration
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Oct 22, 2018	Jun 4, 2019	no	Baton Rouge, LA\|CHICAGO, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 16, 2017	Oct 8, 2018	no	METAIRIE, LA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jul 16, 2015	Jun 30, 2017	no	MADISONVILLE, LA\|MADISONVILLE, LA\|DALLAS, TX	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Apr 8, 2013	Dec 2, 2014	no	DENHAM SPRINGS, LA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 29, 2012	Apr 3, 2013	no	Ridgeland, MS	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 9, 2010	Aug 6, 2012	no	METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSORTIUM PRIVATE WEALTH LLC	SMITH SECURITIES LLC	Dec 9, 2025	Jan 7, 2026	29	Firm change	RIA to state RIA
PRUCO SECURITIES, LLC	CONSORTIUM PRIVATE WEALTH LLC	May 5, 2020	Jan 18, 2024	1,353	Firm change after gap	Ibd to RIA
BANKERS LIFE ADVISORY SERVICES, INC.	PRUCO SECURITIES, LLC	Jun 4, 2019	Jun 17, 2019	13	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	BANKERS LIFE ADVISORY SERVICES, INC.	Oct 8, 2018	Oct 22, 2018	14	Firm change	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	MML INVESTORS SERVICES, LLC	Jun 30, 2017	Aug 16, 2017	47	Firm change	Other
HANCOCK WHITNEY INVESTMENT SERVICES INC.	HORNOR, TOWNSEND & KENT, LLC	Dec 2, 2014	Jul 16, 2015	226	Firm change	Other
PRUCO SECURITIES, LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Apr 3, 2013	Apr 8, 2013	5	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Aug 6, 2012	Oct 29, 2012	84	Firm change	Other

Relationships

Registered with (8)

→ SMITH SECURITIES LLCRegistered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ CONSORTIUM PRIVATE WEALTH LLCRegistered adviserregistration: previous registration
Jan 18, 2024 to Dec 9, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 17, 2019 to May 5, 2020factForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 22, 2018 to Jun 4, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 16, 2017 to Oct 8, 2018factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jul 16, 2015 to Jun 30, 2017factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Apr 8, 2013 to Dec 2, 2014factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 9, 2010 to Aug 6, 2012factForm ADV

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
Thomas Jude Semmes Hughs left Consortium Private Wealth Llc for Smith Securities Llc (registered 2026-01-07)
Form ADVobserved 4 days ago