DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Jude Semmes Hughs
Feed of 09/14/2026
Also filed as Semmes Hughs
At current firm
0 y
since Jan 7, 2026
In the industry
24 y
since May 31, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Smith Securities LLC state registered currentsince Jan 7, 2026 · Covington, La
- Consortium Private Wealth LLC formerJan 18, 2024 to Dec 9, 2025 · Slidell, La
- Pruco Securities, LLC no RAUMJun 17, 2019 to May 5, 2020 · Metairie, La
- Bankers Life Advisory Services, Inc. BD affiliatedOct 22, 2018 to Jun 4, 2019 · Baton Rouge, La
- MML Investors Services, LLC BD affiliatedAug 16, 2017 to Oct 8, 2018 · Metairie, La
- Hornor, Townsend & Kent, LLC independent RIAJul 16, 2015 to Jun 30, 2017 · Madisonville, La
- Hancock Whitney Investment Services Inc. independent RIAApr 8, 2013 to Dec 2, 2014 · Denham Springs, La
- Pruco Securities, LLC no RAUMOct 29, 2012 to Apr 3, 2013 · Ridgeland, Ms
- Securian Financial Services, Inc. formerJul 9, 2010 to Aug 6, 2012 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- Consortium Private Wealth LLC to Smith Securities LLCleft Dec 9, 2025, registered Jan 7, 2026 (29 days) · RIA to a state-registered adviser
- Pruco Securities, LLC to Consortium Private Wealth LLCleft May 5, 2020, registered Jan 18, 2024 (1353 days) · Affiliated broker-dealer or bank to independent RIA
- Bankers Life Advisory Services, Inc. to Pruco Securities, LLCleft Jun 4, 2019, registered Jun 17, 2019 (13 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Bankers Life Advisory Services, Inc.left Oct 8, 2018, registered Oct 22, 2018 (14 days) · Affiliated broker-dealer or bank to another
- Hornor, Townsend & Kent, LLC to MML Investors Services, LLCleft Jun 30, 2017, registered Aug 16, 2017 (47 days) · Other
- Hancock Whitney Investment Services Inc. to Hornor, Townsend & Kent, LLCleft Dec 2, 2014, registered Jul 16, 2015 (226 days) · Other
- Pruco Securities, LLC to Hancock Whitney Investment Services Inc.left Apr 3, 2013, registered Apr 8, 2013 (5 days) · Other
- Securian Financial Services, Inc. to Pruco Securities, LLCleft Aug 6, 2012, registered Oct 29, 2012 (84 days) · Other
Signals
- Thomas Jude Semmes Hughs left Consortium Private Wealth Llc for Smith Securities Llc (registered 2026-01-07)Dec 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address