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CRD 325038
MANDEVILLE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL BRYAN CHRISTY | n/a | SLIDELL, LA | 2 | 20 | 3 | no |
| JOSEPH ANTHONY MITCHELL | Certified Financial Planner|Chartered Financial Consultant | SLIDELL, LA | 1 | 20 | 2 | no |
| JAMES ALLEN CHURCHILL | n/a | SLIDELL, LA | 1 | 20 | 5 | no |
| JASON TIMOTHY REEVES | n/a | SLIDELL, LA | 1 | 11 | 6 | no |
| ERIC KURT HITE | n/a | SLIDELL, LA | 0 | 22 | 5 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHRISTY, MICHAEL, BRYAN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | yes | 02/2023 | Jan 25, 2023 | Nov 28, 2023 |
| MIERL, DARRYL, NORMAN | MANAGING MEMBER | C | yes | 02/2023 | Jan 25, 2023 | Nov 28, 2023 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 20.0% | 0 | 0 | 0 | 6 | 3 |