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Advisor at MOSLEY WEALTH MANAGEMENT, INC.
ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOSLEY WEALTH MANAGEMENT, INC. | Independent wealth | Jul 8, 2025 | n/a | yes | ANAHEIM, CA | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Mar 15, 2018 | Jun 16, 2025 | no | Topeka, KS | Previous registration |
| SMART MONEY GROUP, LLC | Independent wealth | Mar 13, 2017 | Jan 4, 2018 | no | Tampa, FL|EASTLAND, TX | Previous registration |
| DUET ADVISORY SERVICES LLC | Independent wealth | Jul 1, 2016 | Jan 31, 2018 | no | Huntington Beach, CA | Previous registration |
| PALOMAR FINANCIAL SERVICES | n/a | Mar 22, 2016 | Dec 1, 2016 | no | HUNTINGTON BEACH, CA | Previous registration |
| CALTON & ASSOCIATES, INC. | Independent wealth | Aug 15, 2013 | Dec 7, 2017 | no | HERMOSA BEACH, CA|ONTARIO, CA|HUNTINGTON BEACH, CA|CARLSBAD, CA|TAMPA, FL|TAMPA, FL|SAN MARINO, CA|TAMPA, FL|TAMPA, FL | Previous registration |
| 7TWELVE ADVISORS, LLC | Former SEC adviser | Oct 31, 2012 | Aug 23, 2013 | no | NASHVILLE, TN | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jun 25, 2007 | Dec 6, 2010 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | MOSLEY WEALTH MANAGEMENT, INC. | Jun 16, 2025 | Jul 8, 2025 | 22 | Firm change | Ibd to RIA |
| DUET ADVISORY SERVICES LLC | SMART MONEY GROUP, LLC | Jan 31, 2018 | Mar 13, 2017 | -324 | Firm change after gap | Other |
| SMART MONEY GROUP, LLC | AE WEALTH MANAGEMENT, LLC | Jan 4, 2018 | Mar 15, 2018 | 70 | Firm change | Other |
| CALTON & ASSOCIATES, INC. | PALOMAR FINANCIAL SERVICES | Dec 7, 2017 | Mar 22, 2016 | -625 | Firm change after gap | Other |
| PALOMAR FINANCIAL SERVICES | DUET ADVISORY SERVICES LLC | Dec 1, 2016 | Jul 1, 2016 | -153 | Firm change after gap | Other |
| 7TWELVE ADVISORS, LLC | CALTON & ASSOCIATES, INC. | Aug 23, 2013 | Aug 15, 2013 | -8 | Firm change | Other |
| VSR ADVISORY SERVICES | 7TWELVE ADVISORS, LLC | Dec 6, 2010 | Oct 31, 2012 | 695 | Firm change after gap | Other |