DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••• • Y•••• I••••••••• A••••••• L••
Cypress, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• • Y•••• I••••••••• A••••••• L•• | No RAUM reported | Oct 7, 2021 | n/a | yes | Cypress, TX | Current employment |
| T•• B•••••••• I••••••••• G••••• I••• | State registered | Aug 27, 2014 | Mar 21, 2019 | no | HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• B•••••••• I••••••••• G••••• I••• | E•••• • Y•••• I••••••••• A••••••• L•• | Mar 21, 2019 | Oct 7, 2021 | 931 | Firm change after gap | Other |
| B••••••• P••••••• C•••••• M••••••••• | T•• B•••••••• I••••••••• G••••• I••• | Jun 14, 2006 | Aug 27, 2014 |
| B••••••• P••••••• C•••••• M••••••••• | n/a | Jan 3, 2005 | Jun 14, 2006 | no | HOUSTON, TX | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Dec 13, 2002 | Mar 1, 2005 | no | HOUSTON, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Aug 21, 2001 | Dec 13, 2002 | no | HOUSTON, TX | Previous registration |
| 2,996 |
| Firm change after gap |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | B••••••• P••••••• C•••••• M••••••••• | Mar 1, 2005 | Jan 3, 2005 | -57 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | U•••• F•••••••• S••••••• G••••• I••• | Dec 13, 2002 | Dec 13, 2002 | 0 | Firm change | Other |