RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• B••••••
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUM currentsince Oct 7, 2021 · Cypress, Tx
- T•• B•••••••• I••••••••• G••••• I••• state registeredAug 27, 2014 to Mar 21, 2019 · Houston, Tx
- B••••••• P••••••• C•••••• M••••••••• unclassifiedJan 3, 2005 to Jun 14, 2006 · Houston, Tx
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 13, 2002 to Mar 1, 2005 · Houston, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDAug 21, 2001 to Dec 13, 2002 · Houston, Tx
- T•• B•••••••• I••••••••• G••••• I••• to E•••• • Y•••• I••••••••• A••••••• L••left Mar 21, 2019, registered Oct 7, 2021 (931 days) · Other
- B••••••• P••••••• C•••••• M••••••••• to T•• B•••••••• I••••••••• G••••• I•••left Jun 14, 2006, registered Aug 27, 2014 (2996 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to B••••••• P••••••• C•••••• M•••••••••left Mar 1, 2005, registered Jan 3, 2005 (-57 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Dec 13, 2002, registered Dec 13, 2002 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address